Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-04: Reporting owner Reasons Bryan M.; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-05-04: Reporting owner Ashton William; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-05-04: Reporting owner Berelowitz Michael; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-05-04: Reporting owner ALTOMARI ALFRED; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-04 | Reasons Bryan M. Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,965 8,965 owned after | $11.32 exercise price | 2018-05-10 | |
| 2018-05-04 | Ashton William Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,965 8,965 owned after | $11.32 exercise price | 2018-05-10 | |
| 2018-05-04 | Berelowitz Michael Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,965 8,965 owned after | $11.32 exercise price | 2018-05-10 | |
| 2018-05-04 | ALTOMARI ALFRED Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,965 8,965 owned after | $11.32 exercise price | 2018-05-10 | |
| 2018-05-04 | CHURCHILL WINSTON J Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,965 8,965 owned after | $11.32 exercise price | 2018-05-10 | |
| 2018-05-04 | Weisman Wayne Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,965 8,965 owned after | $11.32 exercise price | 2018-05-10 | |
| 2018-05-04 | Flynn Karen Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,965 8,965 owned after | $11.32 exercise price | 2018-05-10 | |
| 2018-05-04 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,742 5,742 owned after | $11.32 exercise price | 2018-05-08 | |
| 2018-05-04 | Reasons Bryan M. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,742 5,742 owned after | $11.32 exercise price | 2018-05-08 | |
| 2018-05-04 | ALTOMARI ALFRED Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,742 5,742 owned after | $11.32 exercise price | 2018-05-08 | |
| 2018-05-04 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,742 5,742 owned after | $11.32 exercise price | 2018-05-08 | |
| 2018-05-04 | Flynn Karen Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,742 5,742 owned after | $11.32 exercise price | 2018-05-08 | |
| 2018-05-04 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,742 5,742 owned after | $11.32 exercise price | 2018-05-08 | |
| 2018-05-04 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,742 5,742 owned after | $11.32 exercise price | 2018-05-08 | |
| 2018-03-09 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 14,500 owned after | $2.47 exercise price | 2018-03-13 | |
| 2018-01-02 | Lake Ryan David Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $9.04 exercise price | 2018-01-04 | |
| 2018-01-02 | Myers Diane Officer (Senior VP-Reg/Quality) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $9.04 exercise price | 2018-01-04 | |
| 2018-01-02 | Mack Randall Officer (Senior VP, Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $9.04 exercise price | 2018-01-04 | |
| 2018-01-02 | Mattila Jyrki Officer (Executive VP, Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $9.04 exercise price | 2018-01-04 | |
| 2018-01-02 | McCallum Stewart Officer (Chief Medical Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,200 32,200 owned after | $9.04 exercise price | 2018-01-04 | |
| 2018-01-02 | Celano Michael Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.04 exercise price | 2018-01-04 | |
| 2018-01-02 | Graff Fred Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,800 25,800 owned after | $9.04 exercise price | 2018-01-04 | |
| 2018-01-02 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $9.04 exercise price | 2018-01-04 |