Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-17: Reporting owner Garner Charles; Form 4/A; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-17: Reporting owner Myers Diane; Form 4/A; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-17: Reporting owner Nichols Donna; Form 4/A; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-17: Reporting owner HENWOOD GERALDINE; Form 4/A; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-17 | Garner Charles Officer (CFO and Chief Business Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $2.47 exercise price | 2015-07-28 | |
| 2014-12-17 | Myers Diane Officer (Senior VP-Reg/Quality) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.47 exercise price | 2015-07-28 | |
| 2014-12-17 | Nichols Donna Officer (CAO/Controller) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $2.47 exercise price | 2015-07-28 | |
| 2014-12-17 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,500 123,500 owned after | $2.47 exercise price | 2015-07-28 | |
| 2014-12-17 | Mack Randall Officer (Senior VP, Development) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $2.47 exercise price | 2015-07-28 | |
| 2014-12-17 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,500 123,500 owned after | $2.47 exercise price | 2015-06-26 | |
| 2014-12-17 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,500 123,500 owned after | $2.47 exercise price | 2015-06-26 | |
| 2014-12-17 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | LUDOMIRSKI ABRAHAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Garner Charles Officer (CFO and Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Garner Charles Officer (CFO and Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Mack Randall Officer (Senior VP, Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Mack Randall Officer (Senior VP, Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Myers Diane Officer (Senior VP-Reg/Quality) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Myers Diane Officer (Senior VP-Reg/Quality) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Nichols Donna Officer (CAO/Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | Nichols Donna Officer (CAO/Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | ALTOMARI ALFRED Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,500 123,500 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-12-17 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,500 123,500 owned after | $2.47 exercise price | 2014-12-19 | |
| 2014-04-08 | Nichols Donna Officer (CAO/Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $7.00 exercise price | 2014-04-09 | |
| 2014-04-08 | Myers Diane Officer (Senior VP-Reg./Quality) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.00 exercise price | 2014-04-09 | |
| 2014-04-08 | Garner Charles Officer (CFO and Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,474 34,474 owned after | $7.00 exercise price | 2014-04-09 | |
| 2014-04-08 | Mack Randall Officer (Senior VP, Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $7.00 exercise price | 2014-04-09 | |
| 2014-04-08 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $7.00 exercise price | 2014-04-09 | |
| 2014-03-13 holding as of filing | Nichols Donna Officer (CAO/Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2014-03-13 | ||
| 2014-03-13 holding as of filing | Mack Randall Officer (Senior VP - Development) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2014-03-13 | ||
| 2014-03-13 holding as of filing | Ashton William Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2014-03-13 | ||
| 2014-03-13 holding as of filing | Myers Diane Officer (Senior VP-Reg./Quality) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2014-03-13 | ||
| 2014-03-13 holding as of filing | Myers Diane Officer (Senior VP-Reg./Quality) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2014-03-13 | ||
| 2014-03-12 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | ALTOMARI ALFRED Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | LUDOMIRSKI ABRAHAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Nichols Donna Officer (CAO/Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Garner Charles Officer (CFO and Chief Business Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,026 81,026 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Myers Diane Officer (Senior VP-Reg./Quality) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Mack Randall Officer (Senior VP, Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2014-03-13 |