Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-04-08: Reporting owner Arens Mathew Paul | First Light Asset Management, LLC; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-04-08: Reporting owner Weisman Wayne; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-04-08: Reporting owner Weisman Wayne; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-04-08: Reporting owner Reasons Bryan M.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-04-08 | Arens Mathew Paul | First Light Asset Management, LLC Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $0.61 exercise price | 2024-04-08 | |
| 2024-04-08 | Weisman Wayne Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −118,182 0 owned after | $0.80 exercise price | 2024-04-08 | |
| 2024-04-08 | Weisman Wayne Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,229 0 owned after | $0.74 exercise price | 2024-04-08 | |
| 2024-04-08 | Reasons Bryan M. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −118,182 0 owned after | $0.80 exercise price | 2024-04-08 | |
| 2024-04-08 | Reasons Bryan M. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,229 0 owned after | $0.74 exercise price | 2024-04-08 | |
| 2024-04-08 | Parks Laura L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −118,182 0 owned after | $0.80 exercise price | 2024-04-08 | |
| 2024-04-08 | Parks Laura L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,229 0 owned after | $0.74 exercise price | 2024-04-08 | |
| 2024-04-08 | Miller James Charles Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −118,182 0 owned after | $0.80 exercise price | 2024-04-08 | |
| 2024-04-08 | Miller James Charles Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,229 0 owned after | $0.74 exercise price | 2024-04-08 | |
| 2024-04-08 | CHURCHILL WINSTON J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −118,182 0 owned after | $0.80 exercise price | 2024-04-08 | |
| 2024-04-08 | CHURCHILL WINSTON J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,229 0 owned after | $0.74 exercise price | 2024-04-08 | |
| 2024-04-08 | Cant Elena Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,229 0 owned after | $0.74 exercise price | 2024-04-08 | |
| 2024-04-08 | Ashton William Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −118,182 0 owned after | $0.80 exercise price | 2024-04-08 | |
| 2024-04-08 | Ashton William Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,229 0 owned after | $0.74 exercise price | 2024-04-08 |