Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-14: Reporting owner Parks Laura L.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-04-20: Reporting owner Weisman Wayne; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-04-20: Reporting owner CHURCHILL WINSTON J; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-04-20: Reporting owner Ashton William; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-14 | Parks Laura L. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.23 exercise price | 2021-06-21 | |
| 2021-04-20 | Weisman Wayne Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $2.60 exercise price | 2021-05-17 | |
| 2021-04-20 | CHURCHILL WINSTON J Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $2.60 exercise price | 2021-05-17 | |
| 2021-04-20 | Ashton William Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $2.60 exercise price | 2021-05-17 | |
| 2021-04-20 | Berelowitz Michael Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $2.60 exercise price | 2021-05-17 | |
| 2021-04-20 | Miller James Charles Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $2.60 exercise price | 2021-05-17 | |
| 2021-04-20 | HENWOOD GERALDINE Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $2.60 exercise price | 2021-05-17 | |
| 2021-04-20 | Reasons Bryan M. Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $2.60 exercise price | 2021-05-17 | |
| 2021-04-20 | Miller James Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $1.71 exercise price | 2021-04-22 | |
| 2021-04-20 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $1.71 exercise price | 2021-04-22 | |
| 2021-04-20 | Reasons Bryan M. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $1.71 exercise price | 2021-04-22 | |
| 2021-04-20 | HENWOOD GERALDINE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $1.71 exercise price | 2021-04-22 | |
| 2021-04-20 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $1.71 exercise price | 2021-04-22 | |
| 2021-04-20 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $1.71 exercise price | 2021-04-22 | |
| 2021-04-20 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,012 38,012 owned after | $1.71 exercise price | 2021-04-22 | |
| 2021-04-13 | HENWOOD GERALDINE Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.93 exercise price | 2021-04-15 | |
| 2021-02-09 | Miller James Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $4.06 exercise price | 2021-02-12 |