Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-09-01: Reporting owner Cant Elena; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-05-18: Reporting owner CHURCHILL WINSTON J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-05-18: Reporting owner Berelowitz Michael; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-05-18: Reporting owner Ashton William; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-09-01 | Cant Elena Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.24 exercise price | 2022-09-06 | |
| 2022-05-18 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,182 118,182 owned after | $0.80 exercise price | 2022-05-20 | |
| 2022-05-18 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,182 118,182 owned after | $0.80 exercise price | 2022-05-20 | |
| 2022-05-18 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,182 118,182 owned after | $0.80 exercise price | 2022-05-20 | |
| 2022-05-18 | Miller James Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,182 118,182 owned after | $0.80 exercise price | 2022-05-20 | |
| 2022-05-18 | Reasons Bryan M. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,182 118,182 owned after | $0.80 exercise price | 2022-05-20 | |
| 2022-05-18 | Parks Laura L. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,182 118,182 owned after | $0.80 exercise price | 2022-05-20 | |
| 2022-05-18 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,182 118,182 owned after | $0.80 exercise price | 2022-05-20 | |
| 2022-01-20 | Lake Ryan David Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +247,788 247,788 owned after | $1.65 exercise price | 2022-01-24 | |
| 2022-01-20 | ENLOE J DAVID JR Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +442,478 442,478 owned after | $1.65 exercise price | 2022-01-24 |