Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-15: Reporting owner Lake Ryan David; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-12-15: Reporting owner ENLOE J DAVID JR; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-05-07: Reporting owner Ajdler Arnaud; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-05-07: Reporting owner Weisman Wayne; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-15 | Lake Ryan David Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +116,505 116,505 owned after | $3.03 exercise price | 2020-12-18 | |
| 2020-12-15 | ENLOE J DAVID JR Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +194,175 194,175 owned after | $3.03 exercise price | 2020-12-18 | |
| 2020-05-07 | Ajdler Arnaud Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,405 12,405 owned after | $8.37 exercise price | 2020-05-11 | |
| 2020-05-07 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,405 12,405 owned after | $8.37 exercise price | 2020-05-11 | |
| 2020-05-07 | Reasons Bryan M. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,405 12,405 owned after | $8.37 exercise price | 2020-05-11 | |
| 2020-05-07 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,405 12,405 owned after | $8.37 exercise price | 2020-05-11 | |
| 2020-05-07 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,405 12,405 owned after | $8.37 exercise price | 2020-05-11 | |
| 2020-05-07 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,405 12,405 owned after | $8.37 exercise price | 2020-05-11 | |
| 2020-04-17 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 | $2.47 exercise price | 2020-04-20 | |
| 2020-02-03 | Lake Ryan David Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $16.62 exercise price | 2020-02-05 |