Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-08-21: Reporting owner Mattila Jyrki; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-05: Reporting owner Lake Ryan David; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-03: Reporting owner Reasons Bryan M.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-18: Reporting owner Nichols Donna; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-08-21 | Mattila Jyrki Officer (Executive VP, Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $6.98 exercise price | 2017-08-21 | |
| 2017-06-05 | Lake Ryan David Officer (Senior VP, Finance & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $7.58 exercise price | 2017-06-07 | |
| 2017-03-03 | Reasons Bryan M. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $7.63 exercise price | 2017-03-06 | |
| 2017-01-18 | Nichols Donna Officer (CAO/Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $7.33 exercise price | 2017-01-20 | |
| 2017-01-18 | Myers Diane Officer (Senior VP-Reg/Quality) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.33 exercise price | 2017-01-20 | |
| 2017-01-18 | McCallum Stewart Officer (Chief Medical Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $7.33 exercise price | 2017-01-20 | |
| 2017-01-18 | Mack Randall Officer (Senior VP, Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.33 exercise price | 2017-01-20 | |
| 2017-01-18 | HENWOOD GERALDINE Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,700 144,700 owned after | $7.33 exercise price | 2017-01-20 | |
| 2017-01-18 | Graff Fred Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,800 34,800 owned after | $7.33 exercise price | 2017-01-20 | |
| 2017-01-18 | Celano Michael Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,800 35,800 owned after | $7.33 exercise price | 2017-01-20 |