Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-16: Reporting owner ALTOMARI ALFRED; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-16: Reporting owner Flynn Karen; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-16: Reporting owner Weisman Wayne; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-16: Reporting owner CHURCHILL WINSTON J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | ALTOMARI ALFRED Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | Flynn Karen Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | Berelowitz Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | LUDOMIRSKI ABRAHAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,300 105,300 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | Nichols Donna Officer (CAO/Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | Myers Diane Officer (Senior VP-Reg/Quality) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-16 | Mack Randall Officer (Senior VP, Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.41 exercise price | 2015-12-18 | |
| 2015-12-01 | McCallum Stewart Officer (Chief Medical Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,000 103,000 owned after | $9.29 exercise price | 2015-12-02 | |
| 2015-09-03 | Flynn Karen Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $13.89 exercise price | 2015-09-08 | |
| 2015-07-25 | Garner Charles Officer (CFO and Chief Business Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $2.47 exercise price | 2015-07-28 | |
| 2015-07-25 | Myers Diane Officer (Senior VP-Reg/Quality) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.47 exercise price | 2015-07-28 | |
| 2015-07-25 | Nichols Donna Officer (CAO/Controller) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $2.47 exercise price | 2015-07-28 | |
| 2015-07-25 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,500 123,500 owned after | $2.47 exercise price | 2015-07-28 | |
| 2015-07-25 | Mack Randall Officer (Senior VP, Development) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $2.47 exercise price | 2015-07-28 |