SITO MOBILE, LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-23: Reporting owner Streams Kurt; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-22: Reporting owner Hug, Gerard Francis; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-18: Reporting owner Rosenthal Brent David; Form 3; Security Option to Purchase Common Stock; Transaction Holding.
- 2016-08-09: Reporting owner Streams Kurt; Form 4/A; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Streams Kurt Officer (CFO, COO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 326,945 owned after | $3.46 exercise price | 2016-12-23 | |
| 2016-12-22 | Hug, Gerard Francis Director, Officer (CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 739,009 owned after | $3.46 exercise price | 2016-12-23 | |
| 2016-08-18 holding as of filing | Rosenthal Brent David Director | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $4.00 exercise price | 2016-08-18 | ||
| 2016-08-09 | Streams Kurt Officer (CFO) | 4/A | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 245,236 owned after | $4.00 exercise price | 2016-08-15 | |
| 2016-08-09 | Streams Kurt Officer (CFO) | 4/A | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 262,736 owned after | $4.00 exercise price | 2016-08-15 | |
| 2016-08-09 | Hug, Gerard Francis Director, Officer (CEO) | 4/A | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 563,090 owned after | $4.00 exercise price | 2016-08-15 | |
| 2016-08-09 | Hug, Gerard Francis Director, Officer (CEO) | 4/A | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 600,590 owned after | $4.00 exercise price | 2016-08-15 | |
| 2016-08-09 | Streams Kurt Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 245,236 owned after | $4.00 exercise price | 2016-08-11 | |
| 2016-08-09 | Streams Kurt Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 262,736 owned after | $4.00 exercise price | 2016-08-11 | |
| 2016-08-09 | Hug, Gerard Francis Director, Officer (CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 563,090 owned after | $4.00 exercise price | 2016-08-11 | |
| 2016-08-09 | Hug, Gerard Francis Director, Officer (CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 600,590 owned after | $4.00 exercise price | 2016-08-11 | |
| 2016-02-26 holding as of filing | O'Connell Rory Director | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $2.58 exercise price | 2016-02-26 |