SITO MOBILE, LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-03: Reporting owner Macaluso Anthony Gerard; Form 4; Security Stock Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-12-02: Reporting owner Macaluso Anthony Gerard; Form 4; Security Stock Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-11-29: Reporting owner Macaluso Anthony Gerard; Form 4; Security Stock Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-11-27: Reporting owner Macaluso Anthony Gerard; Form 4; Security Stock Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 0 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-12-02 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 20,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-29 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 70,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-27 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 170,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-27 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 120,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-26 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 220,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-25 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 270,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-22 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 320,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-21 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 370,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-20 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 420,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-19 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 470,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-18 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 520,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-14 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 570,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-13 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 620,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-12 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 670,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-11 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 720,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-08 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 770,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-07 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 820,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-06 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 870,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-05 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 920,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-11-04 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 970,000 owned after | $0.47 exercise price | 2013-12-10 | |
| 2013-08-27 | Levine Stuart R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.60 exercise price | 2013-08-29 | |
| 2013-08-27 | Levine Stuart R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.60 exercise price | 2013-08-29 | |
| 2013-08-27 | BAKSA STEPHEN D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.60 exercise price | 2013-08-29 | |
| 2013-07-26 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −40,000 0 owned after | $0.47 exercise price | 2013-10-10 | |
| 2013-05-01 | Nelson James Larry Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.71 exercise price | 2013-05-03 | |
| 2013-04-16 | Sandelman Jonathan Everett Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.68 exercise price | 2013-04-18 | |
| 2013-04-15 | Siber Richard Scott Director | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 2,440,000 owned after | $0.47 exercise price | 2013-04-15 | |
| 2013-03-29 | Holden Peter D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.69 exercise price | 2013-04-02 | |
| 2013-03-18 | Siber Richard Scott Director | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 2,740,000 owned after | $0.47 exercise price | 2013-03-25 |