SITO MOBILE, LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-07-24: Reporting owner Petrow Chester; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-07-24: Reporting owner Seagrave William; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-07-24: Reporting owner Pallack Thomas; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-07-24: Reporting owner Del Priore Mark; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-07-24 | Petrow Chester Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.01 exercise price | 2017-08-25 | |
| 2017-07-24 | Seagrave William Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.01 exercise price | 2017-07-26 | |
| 2017-07-24 | Pallack Thomas Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $6.01 exercise price | 2017-07-26 | |
| 2017-07-24 | Del Priore Mark Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.01 exercise price | 2017-07-26 | |
| 2017-05-31 | O'Connell Rory Director, Officer (INTERIM CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.58 exercise price | 2017-06-01 | |
| 2017-05-30 | ROBINSON LOWELL W Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.60 exercise price | 2017-06-01 | |
| 2017-05-25 | BERNARD BETSY J Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 36,014 owned after | $2.58 exercise price | 2017-05-30 | |
| 2017-05-24 | Beatty Joseph Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 32,945 owned after | $2.58 exercise price | 2017-05-26 | |
| 2017-05-03 holding as of filing | Meshekow Adam Benjamin Officer (Chief Revenue Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $2.81 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Meshekow Adam Benjamin Officer (Chief Revenue Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $3.51 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Meshekow Adam Benjamin Officer (Chief Revenue Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $4.00 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Meshekow Adam Benjamin Officer (Chief Revenue Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $3.46 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Meshekow Adam Benjamin Officer (Chief Revenue Officer) | 3 | Stock Options Derivative · Direct | Holding | $2.76 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Lowen Jonathon David Officer (Chief Operating Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $2.81 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Lowen Jonathon David Officer (Chief Operating Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $3.51 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Lowen Jonathon David Officer (Chief Operating Officer) | 3 | Stock Options Derivative · Direct | Holding | $2.95 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Lowen Jonathon David Officer (Chief Operating Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $4.00 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Lowen Jonathon David Officer (Chief Operating Officer) | 3 | Performance Stock Options Derivative · Direct | Holding | $3.46 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Lowen Jonathon David Officer (Chief Operating Officer) | 3 | Stock Options Derivative · Direct | Holding | $2.76 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Blanche Michael Jon Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $2.95 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Blanche Michael Jon Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $4.74 exercise price | 2017-05-03 | ||
| 2017-05-03 holding as of filing | Blanche Michael Jon Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $2.76 exercise price | 2017-05-03 | ||
| 2017-04-21 holding as of filing | ROBINSON LOWELL W Director | 3 | Stock Options Derivative · Direct | Holding | $2.60 exercise price | 2017-04-21 |