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SITO MOBILE, LTD. Forms 3, 4 and 5: Other

SITO MOBILE, LTD. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-02-06: Reporting owner Macaluso Anthony Gerard; Form 4; Security Agreement to Purchase; Transaction J Other acquisition or disposition (describe transaction).
  • 2014-02-06: Reporting owner Macaluso Anthony Gerard; Form 4; Security Agreement to purchase; Transaction J Other acquisition or disposition (describe transaction).
  • 2013-05-06: Reporting owner Macaluso Anthony Gerard; Form 4/A; Security Agreement to Purchase; Transaction J Other acquisition or disposition (describe transaction).
  • 2013-05-06: Reporting owner Macaluso Anthony Gerard; Form 4/A; Security Agreement to Purchase; Transaction J Other acquisition or disposition (describe transaction).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-02-06Macaluso Anthony Gerard
Other (See remarks)
4Agreement to Purchase
Derivative · Direct
J Other acquisition or disposition (describe transaction)−7,000,000
0 owned after
$0.25
exercise price
2014-04-17
2014-02-06Macaluso Anthony Gerard
Other (See remarks)
4Agreement to purchase
Derivative · Direct
J Other acquisition or disposition (describe transaction)−5,700,000
0 owned after
$1.01
exercise price
2014-04-17
2013-05-06Macaluso Anthony Gerard
Director, Officer (Executive Chairman), 10% Owner
4/AAgreement to Purchase
Derivative · Direct
J Other acquisition or disposition (describe transaction)+7,000,000
12,700,000 owned after
$0.25
exercise price
2013-10-15
2013-05-06Macaluso Anthony Gerard
Director, Officer (Executive Chairman), 10% Owner
4/AAgreement to Purchase
Derivative · Direct
J Other acquisition or disposition (describe transaction)+5,700,000
12,700,000 owned after
$1.01
exercise price
2013-10-15