SITO MOBILE, LTD. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-08: Reporting owner BAKSA STEPHEN D; Form 3; Security Stock Purchase Warrants; Transaction Holding.
- 2019-07-25: Reporting owner Nelson Chad; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2011-11-14: Reporting owner BAKSA STEPHEN D; Form 4; Security Warrants (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-01: Reporting owner BAKSA STEPHEN D; Form 3; Security Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-08 holding as of filing | BAKSA STEPHEN D Director | 3 | Stock Purchase Warrants Derivative · Direct | Holding | $0.63 exercise price | 2020-06-08 | ||
| 2019-07-25 holding as of filing | Nelson Chad Director | 3 | Warrants (right to buy) Derivative · Indirect · By Invenire Partners, LP | Holding | $1.00 exercise price | 2019-07-25 | ||
| 2011-11-14 | BAKSA STEPHEN D Director | 4 | Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.25 exercise price | 2011-11-22 | |
| 2011-11-01 holding as of filing | BAKSA STEPHEN D Director | 3 | Warrants (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2011-11-01 | ||
| 2010-06-30 | Macaluso Anthony Gerard Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,500,000 23,192,055 owned after | no price filed | 2010-07-09 | |
| 2010-01-19 holding as of filing | dunn laurence paul Director | 3 | warrant Derivative · Direct | Holding | $0.02 exercise price | 2010-01-19 | ||
| 2010-01-19 holding as of filing | dunn laurence paul Director | 3 | warrant Derivative · Direct | Holding | $0.01 exercise price | 2010-01-19 | ||
| 2009-12-31 | Macaluso Nicole 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,000,000 1,250,000 owned after | $1.00 exercise price | 2013-04-15 | |
| 2009-08-19 holding as of filing | Cassina Jim C Director | 3 | Warrants Derivative · Direct · (m) | Holding | $1.60 exercise price | 2009-08-19 | ||
| 2009-08-19 holding as of filing | Cassina Jim C Director | 3 | Warrants Derivative · Direct · (m) | Holding | $2.05 exercise price | 2009-08-19 | ||
| 2009-08-19 holding as of filing | Cassina Jim C Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2009-08-19 | ||
| 2009-08-19 holding as of filing | Cassina Jim C Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $2.05 exercise price | 2009-08-19 | ||
| 2009-08-07 holding as of filing | Macaluso Anthony Gerard Director, Officer (CEO), 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2009-08-07 |