SITO MOBILE, LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-18: Reporting owner Streams Kurt; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner Hug, Gerard Francis; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner Sandelman Jonathan Everett; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner Streams Kurt; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-18 | Streams Kurt Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,209 256,945 owned after | $3.51 exercise price | 2016-11-14 | |
| 2015-11-18 | Hug, Gerard Francis Director, Officer (CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,419 589,009 owned after | $3.51 exercise price | 2016-11-14 | |
| 2015-11-18 | Sandelman Jonathan Everett Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,288 68,288 owned after | $3.51 exercise price | 2015-11-20 | |
| 2015-11-18 | Streams Kurt Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,236 200,236 owned after | $2.81 exercise price | 2015-11-20 | |
| 2015-11-18 | Streams Kurt Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 200,236 owned after | $3.51 exercise price | 2015-11-20 | |
| 2015-11-18 | LIVINGSTON PHILIP B Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,548 29,548 owned after | $3.51 exercise price | 2015-11-20 | |
| 2015-11-18 | Hug, Gerard Francis Director, Officer (CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,090 527,100 owned after | $2.81 exercise price | 2015-11-20 | |
| 2015-11-18 | Hug, Gerard Francis Director, Officer (CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +154,000 527,100 owned after | $3.51 exercise price | 2015-11-20 | |
| 2015-08-27 holding as of filing | Beatty Joseph Director | 4 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $3.82 exercise price | 2015-08-27 | |
| 2015-05-21 | Sandelman Jonathan Everett Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 68,288 owned after | $3.32 exercise price | 2015-11-20 |