SITO MOBILE, LTD. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-08: Reporting owner BAKSA STEPHEN D; Form 3; Security Secured Convertible Promissory Notes; Transaction Holding.
- 2020-06-08: Reporting owner BAKSA STEPHEN D; Form 3; Security Secured Convertible Promissory Notes; Transaction Holding.
- 2011-11-14: Reporting owner BAKSA STEPHEN D; Form 4; Security Convertible promissory note (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-07-07: Reporting owner Macaluso Nicole; Form 4; Security Convertible note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-08 holding as of filing | BAKSA STEPHEN D Director | 3 | Secured Convertible Promissory Notes Derivative · Direct | Holding | $0.18 exercise price | 2020-06-08 | ||
| 2020-06-08 holding as of filing | BAKSA STEPHEN D Director | 3 | Secured Convertible Promissory Notes Derivative · Direct | Holding | $0.60 exercise price | 2020-06-08 | ||
| 2011-11-14 | BAKSA STEPHEN D Director | 4 | Convertible promissory note (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $500,000.00 | 2011-11-22 | |
| 2010-07-07 | Macaluso Nicole 10% Owner | 4 | Convertible note Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.08 exercise price | 2013-04-15 | |
| 2010-06-30 | Macaluso Anthony Gerard Director, Officer (CEO), 10% Owner | 4 | Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,219,904 25,692,055 owned after | $1,217,592.32 | 2010-07-09 | |
| 2010-06-30 | Macaluso Anthony Gerard Director, Officer (CEO), 10% Owner | 4 | Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,692,055 5,500,000 owned after | $1,175,364.32 exercise price | 2010-07-09 | |
| 2009-12-31 | Macaluso Nicole 10% Owner | 4 | Convertible note Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,250,000 15,219,904 owned after | $0.08 exercise price | 2013-04-15 | |
| 2009-08-07 holding as of filing | Macaluso Anthony Gerard Director, Officer (CEO), 10% Owner | 3 | Convertable Notes Derivative · Direct | Holding | $2,392,956.00 exercise price | 2009-08-07 |