SITO MOBILE, LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-01: Reporting owner BAKSA STEPHEN D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-26: Reporting owner Quinn John T.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-26: Reporting owner Quinn John T.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-26: Reporting owner Quinn John T.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-01 | BAKSA STEPHEN D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.23 exercise price | 2011-11-01 | |
| 2011-09-26 | Quinn John T. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.65 exercise price | 2011-09-28 | |
| 2011-09-26 | Quinn John T. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.90 exercise price | 2011-09-28 | |
| 2011-09-26 | Quinn John T. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.90 exercise price | 2011-09-28 | |
| 2011-08-18 holding as of filing | Levine Stuart R Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.33 exercise price | 2011-08-18 | ||
| 2011-08-08 | Siber Richard Scott Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 3,300,000 owned after | $0.33 exercise price | 2013-03-15 | |
| 2011-07-28 | Macaluso Nicole 10% Owner | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $0.90 exercise price | 2013-04-15 | |
| 2011-07-13 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000,000 0 owned after | $1.38 exercise price | 2013-10-10 | |
| 2011-06-01 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250,000 2,250,000 owned after | $0.65 exercise price | 2013-10-10 | |
| 2011-06-01 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,275,000 owned after | $0.90 exercise price | 2013-10-10 | |
| 2011-06-01 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,275,000 owned after | $0.90 exercise price | 2013-10-10 | |
| 2011-05-19 holding as of filing | Orsini James Lawrence Director, Officer (CEO, President & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.63 exercise price | 2011-05-19 | ||
| 2011-05-19 holding as of filing | Orsini James Lawrence Director, Officer (CEO, President & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2011-05-19 | ||
| 2011-05-19 holding as of filing | Orsini James Lawrence Director, Officer (CEO, President & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2011-05-19 |