SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-30: Reporting owner BLACKWOOD-KAPRAL LISA; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-15: Reporting owner BLACKWOOD-KAPRAL LISA; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-27: Reporting owner POPE MICHAEL W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-18: Reporting owner Lokuge Ishantha; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-30 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2018-01-03 | |
| 2017-11-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 0 owned after | $0.00 | 2017-11-17 | |
| 2017-10-27 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 35,000 owned after | $0.00 | 2017-10-31 | |
| 2017-10-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2017-10-20 | |
| 2017-10-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $0.00 | 2017-10-17 | |
| 2017-08-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | $0.00 | 2017-08-17 | |
| 2017-06-30 | ARNOLD SCOTT Officer (Sr. Vice President, Enterprise) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,170 50,170 owned after | $0.00 | 2017-07-05 | |
| 2017-06-21 | LANSING WILLIAM J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,510 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | HUGHES THOMAS DAVID Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,295 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | STANSBURY HENRY TAYLOE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,085 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | ZEISSER MICHAEL P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,295 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | Sartain Elizabeth P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,293 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | Manolis Eva Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,046 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,295 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | RAFAEL BETSY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,046 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | MATHER ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,295 0 owned after | $0.00 | 2017-06-23 | |
| 2017-06-15 | Sebring Jason Officer (VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 9,375 owned after | $0.00 | 2017-06-19 | |
| 2017-06-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,875 21,750 owned after | $0.00 | 2017-06-19 | |
| 2017-05-31 | North Christopher Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 110,000 owned after | $0.00 | 2017-06-02 | |
| 2017-05-24 | HUGHES THOMAS DAVID Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,940 3,940 owned after | $0.00 | 2018-02-06 | |
| 2017-05-24 | ZEISSER MICHAEL P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,940 3,940 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | Manolis Eva Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,940 3,940 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | HUGHES THOMAS DAVID Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,940 3,940 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,940 3,940 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | STANSBURY HENRY TAYLOE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,940 3,940 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | MATHER ANN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,940 3,940 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | Sartain Elizabeth P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,334 4,334 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | RAFAEL BETSY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,629 4,629 owned after | $0.00 | 2017-05-26 | |
| 2017-05-24 | LANSING WILLIAM J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,614 5,614 owned after | $0.00 | 2017-05-26 | |
| 2017-04-19 holding as of filing | Sebring Jason Officer (VP, General Counsel) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-19 | ||
| 2017-04-19 holding as of filing | Sebring Jason Officer (VP, General Counsel) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-19 | ||
| 2017-03-15 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2017-03-17 | |
| 2017-02-27 | Anderson Michele Officer (SVP, Retail) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,161 48,161 owned after | $0.00 | 2017-03-01 | |
| 2017-02-20 | LANSING WILLIAM J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,060 1,060 owned after | $0.00 | 2017-02-22 | |
| 2017-02-20 | LANSING WILLIAM J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450 450 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840 840 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −360 360 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 3,500 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 1,050 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 450 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2017-02-22 | |
| 2017-02-18 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,625 3,625 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −675 1,350 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 3,150 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 4,500 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 4,500 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 15,500 owned after | $0.00 | 2017-02-22 | |
| 2017-02-15 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 18,642 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 18,642 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 1,800 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 4,200 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 18,642 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 18,642 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,056 12,166 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,056 12,166 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,371 7,113 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,372 7,113 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,541 19,623 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,542 19,623 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 18,642 owned after | $0.00 | 2017-02-16 | |
| 2017-02-15 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 18,642 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2017-08-17 | |
| 2017-02-14 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,500 23,500 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,856 24,856 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,856 24,856 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,222 16,222 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,484 9,484 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,164 26,164 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2017-02-16 | |
| 2017-02-14 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,856 24,856 owned after | $0.00 | 2017-02-16 |