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SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2012

SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 90 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-11-15: Reporting owner Manca Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2012-09-17: Reporting owner Swette Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2012-09-04: Reporting owner Manca Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2012-06-15: Reporting owner Day Neil; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-11-15Manca Brian
Officer (VP, Chief Accounting Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,375
4,125 owned after
$0.002012-11-19
2012-09-17Swette Brian
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,746
0 owned after
$0.002012-09-18
2012-09-04Manca Brian
Officer (VP, Chief Accounting Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−250
0 owned after
$0.002012-09-05
2012-06-15Day Neil
Officer (SVP, Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−66,666
0 owned after
$0.002012-06-19
2012-05-25KELLER ERIC J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,210
2,419 owned after
$0.002012-05-25
2012-05-25KELLER ERIC J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−635
0 owned after
$0.002012-05-25
2012-05-25KILLEEN STEPHEN J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,210
2,419 owned after
$0.002012-05-25
2012-05-25MARINEAU PHILIP A
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,210
2,419 owned after
$0.002012-05-25
2012-05-25MARINEAU PHILIP A
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,542
0 owned after
$0.002012-05-25
2012-05-25SCHOENDORF NANCY J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,210
2,419 owned after
$0.002012-05-25
2012-05-25SCHOENDORF NANCY J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−363
0 owned after
$0.002012-05-25
2012-05-25Swette Brian
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,210
2,419 owned after
$0.002012-05-25
2012-05-23WHITE JAMES N
Director
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,604
23,033 owned after
$0.002012-05-25
2012-05-20KELLER ERIC J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,511
1,511 owned after
$0.002012-05-22
2012-05-20KILLEEN STEPHEN J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,511
1,511 owned after
$0.002012-05-22
2012-05-20MARINEAU PHILIP A
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,511
1,511 owned after
$0.002012-05-22
2012-05-20SCHOENDORF NANCY J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,511
1,511 owned after
$0.002012-05-22
2012-05-20Swette Brian
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,511
1,511 owned after
$0.002012-05-22
2012-05-15KELLER ERIC J
Director
4/ARestricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,422
0 owned after
$0.002013-05-22
2012-05-15KILLEEN STEPHEN J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,422
0 owned after
$0.002012-05-16
2012-05-15MARINEAU PHILIP A
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,422
0 owned after
$0.002012-05-16
2012-05-15SCHOENDORF NANCY J
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,422
0 owned after
$0.002012-05-16
2012-02-17RUBASH MARK J
Officer (SVP & Chief Financial Offi)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,333
0 owned after
$0.002012-02-22
2012-02-17RUBASH MARK J
Officer (SVP & Chief Financial Offi)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$0.002012-02-22
2012-02-17RUBASH MARK J
Officer (SVP & Chief Financial Offi)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$0.002012-02-22
2012-02-17RUBASH MARK J
Officer (SVP & Chief Financial Offi)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$0.002012-02-22
2012-02-17RUBASH MARK J
Officer (SVP & Chief Financial Offi)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,000
0 owned after
$0.002012-02-22
2012-02-17Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,500
0 owned after
$0.002012-02-22
2012-02-17Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,000
0 owned after
$0.002012-02-22
2012-02-17McCormick Dan
Officer (SVP, General Manager)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,500
0 owned after
$0.002012-02-22
2012-02-17McCormick Dan
Officer (SVP, General Manager)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17McCormick Dan
Officer (SVP, General Manager)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17McCormick Dan
Officer (SVP, General Manager)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17McCormick Dan
Officer (SVP, General Manager)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,000
0 owned after
$0.002012-02-22
2012-02-17Manca Brian
Officer (Chief Accounting Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,333
0 owned after
$0.002012-02-22
2012-02-17HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,000
0 owned after
$0.002012-02-22
2012-02-17HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,000
0 owned after
$0.002012-02-22
2012-02-17HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,000
0 owned after
$0.002012-02-22
2012-02-17HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,000
0 owned after
$0.002012-02-22
2012-02-17Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,500
0 owned after
$0.002012-02-22
2012-02-17Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,000
0 owned after
$0.002012-02-22
2012-02-17Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,500
0 owned after
$0.002012-02-22
2012-02-17Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,500
0 owned after
$0.002012-02-22
2012-02-17Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,000
0 owned after
$0.002012-02-22
2012-02-16RUBASH MARK J
Officer (Senior Vice President, CFO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,500
10,500 owned after
$0.002012-02-17
2012-02-16RUBASH MARK J
Officer (Senior Vice President, CFO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,500
4,500 owned after
$0.002012-02-17
2012-02-16Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,167
8,166 owned after
$0.002012-02-17
2012-02-16Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,500
3,500 owned after
$0.002012-02-17
2012-02-16McCormick Dan
Officer (SVP, Products & Services)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,867
8,866 owned after
$0.002012-02-17
2012-02-16McCormick Dan
Officer (SVP, Products & Services)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,800
3,800 owned after
$0.002012-02-17
2012-02-16Manca Brian
Officer (Chief Accounting Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,667
1,666 owned after
$0.002012-02-17
2012-02-16HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−48,067
48,066 owned after
$0.002012-02-17
2012-02-16HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,600
20,600 owned after
$0.002012-02-17
2012-02-16Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,167
8,166 owned after
$0.002012-02-17
2012-02-16Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,500
3,500 owned after
$0.002012-02-17
2012-02-16Day Neil
Officer (SVP, Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,400
8,400 owned after
$0.002012-02-17
2012-02-16Day Neil
Officer (SVP, Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,600
3,600 owned after
$0.002012-02-17
2012-02-16Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,167
8,166 owned after
$0.002012-02-17
2012-02-16Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,500
3,500 owned after
$0.002012-02-17
2012-02-16RUBASH MARK J
Officer (SENIOR VP, TECHNOLOGY)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,500
10,500 owned after
$0.002012-02-17
2012-02-16RUBASH MARK J
Officer (SENIOR VP, TECHNOLOGY)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,500
4,500 owned after
$0.002012-02-17
2012-02-15RUBASH MARK J
Officer (Senior Vice President, CFO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,225
24,675 owned after
$0.002012-02-17
2012-02-15Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,775
17,325 owned after
$0.002012-02-17
2012-02-15Navin Peter
Officer (SVP, Human Resources)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,000
28,000 owned after
$0.002012-02-17
2012-02-15McCormick Dan
Officer (SVP, Products & Services)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,575
25,725 owned after
$0.002012-02-17
2012-02-15McCormick Dan
Officer (SVP, Products & Services)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+50,000
50,000 owned after
$0.002012-02-17
2012-02-15Manca Brian
Officer (Chief Accounting Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−920
2,760 owned after
$0.002012-02-17
2012-02-15HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,625
91,875 owned after
$0.002012-02-17
2012-02-15HOUSENBOLD JEFFREY T
Director, Officer (PRESIDENT & CEO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$0.002012-02-17
2012-02-15Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,075
15,225 owned after
$0.002012-02-17
2012-02-15Elarde Peter C
Officer (Chief Marketing Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,000
23,000 owned after
$0.002012-02-17
2012-02-15Day Neil
Officer (SVP, Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,950
17,850 owned after
$0.002012-02-17
2012-02-15Day Neil
Officer (SVP, Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,000
28,000 owned after
$0.002012-02-17
2012-02-15Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,775
17,325 owned after
$0.002012-02-17
2012-02-15Black Dwayne A
Officer (SVP, Operations)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,000
28,000 owned after
$0.002012-02-17
2012-02-15RUBASH MARK J
Officer (SENIOR VP, TECHNOLOGY)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,225
24,675 owned after
$0.002012-02-17
2012-01-23
holding as of filing
Manca Brian
Officer (Chief Accounting Officer)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2012-01-23
2012-01-23
holding as of filing
Manca Brian
Officer (Chief Accounting Officer)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2012-01-23
2012-01-23
holding as of filing
Manca Brian
Officer (Chief Accounting Officer)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2012-01-23
2012-01-23
holding as of filing
Manca Brian
Officer (Chief Accounting Officer)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2012-01-23
2012-01-23
holding as of filing
Manca Brian
Officer (Chief Accounting Officer)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2012-01-23
2012-01-23
holding as of filing
Manca Brian
Officer (Chief Accounting Officer)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2012-01-23