SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-30: Reporting owner Wiley Roland Karl; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-30: Reporting owner POPE MICHAEL W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-30: Reporting owner MENON SATISH; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-30: Reporting owner Lokuge Ishantha; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2017-01-04 | |
| 2016-12-30 | POPE MICHAEL W Officer (Chief Financial Officer and Se) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2017-01-04 | |
| 2016-12-30 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2017-01-04 | |
| 2016-12-30 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2017-01-04 | |
| 2016-12-30 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2017-01-04 | |
| 2016-12-30 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2017-01-04 | |
| 2016-12-30 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2017-01-04 | |
| 2016-12-30 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2017-01-04 | |
| 2016-12-07 | Sartain Elizabeth P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,293 2,293 owned after | $0.00 | 2016-12-09 | |
| 2016-12-07 | STANSBURY HENRY TAYLOE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,085 2,085 owned after | $0.00 | 2016-12-09 | |
| 2016-11-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 1,900 owned after | $0.00 | 2016-11-17 | |
| 2016-10-27 | POPE MICHAEL W Officer (Chief Financial Officer & SVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 52,500 owned after | $0.00 | 2016-10-31 | |
| 2016-10-27 | POPE MICHAEL W Officer (Chief Financial Officer & SVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 52,500 owned after | $0.00 | 2016-10-31 | |
| 2016-10-19 | Manolis Eva Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,046 3,046 owned after | $0.00 | 2016-10-21 | |
| 2016-10-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2016-10-20 | |
| 2016-10-15 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2016-10-18 | |
| 2016-10-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2016-10-18 | |
| 2016-08-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 2,500 owned after | $0.00 | 2016-08-17 | |
| 2016-08-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | $0.00 | 2016-08-17 | |
| 2016-06-21 | HUGHES THOMAS DAVID Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,295 4,295 owned after | $0.00 | 2016-06-23 | |
| 2016-06-21 | ZEISSER MICHAEL P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,295 4,295 owned after | $0.00 | 2016-06-23 | |
| 2016-06-21 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,295 4,295 owned after | $0.00 | 2016-06-23 | |
| 2016-06-21 | MATHER ANN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,295 4,295 owned after | $0.00 | 2016-06-23 | |
| 2016-06-21 | RAFAEL BETSY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,046 5,046 owned after | $0.00 | 2016-06-23 | |
| 2016-06-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,875 32,625 owned after | $0.00 | 2016-06-17 | |
| 2016-05-31 | North Christopher Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2016-06-02 | |
| 2016-03-09 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2016-03-11 | |
| 2016-02-18 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,402 65,402 owned after | $0.00 | 2016-02-23 | |
| 2016-02-18 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2016-02-23 | |
| 2016-02-18 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2016-02-23 | |
| 2016-02-18 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840 1,680 owned after | $0.00 | 2016-02-23 | |
| 2016-02-18 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −360 720 owned after | $0.00 | 2016-02-23 | |
| 2016-02-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 2,100 owned after | $0.00 | 2016-02-23 | |
| 2016-02-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 900 owned after | $0.00 | 2016-02-23 | |
| 2016-02-18 | McCormick Dan Officer (SVP & Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 11,250 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 6,000 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | Black Dwayne A Officer (SVP, Operations) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,625 7,250 owned after | $0.00 | 2016-02-22 | |
| 2016-02-17 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,025 2,025 owned after | $0.00 | 2017-02-22 | |
| 2016-02-17 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 4,725 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 6,750 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 6,750 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2016-02-19 | |
| 2016-02-17 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2016-02-19 | |
| 2016-02-16 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 4,200 owned after | $0.00 | 2017-08-17 | |
| 2016-02-16 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2017-02-22 | |
| 2016-02-16 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,250 23,250 owned after | $0.00 | 2017-02-22 | |
| 2016-02-16 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 0 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 holding as of filing | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 5 | Restricted Stock Units Derivative · Direct | Holding | 2,520 owned after | no price filed | 2016-02-16 | |
| 2016-02-16 holding as of filing | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 5 | Restricted Stock Units Derivative · Direct | Holding | 3,750 owned after | no price filed | 2016-02-16 | |
| 2016-02-16 holding as of filing | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 5 | Restricted Stock Units Derivative · Direct | Holding | 6,300 owned after | no price filed | 2016-02-16 | |
| 2016-02-10 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,500 43,500 owned after | $0.00 | 2016-06-17 | |
| 2016-02-10 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,856 24,856 owned after | $0.00 | 2016-02-12 | |
| 2016-02-10 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,485 9,485 owned after | $0.00 | 2016-02-12 | |
| 2016-02-10 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,856 24,856 owned after | $0.00 | 2016-02-12 | |
| 2016-02-10 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,222 16,222 owned after | $0.00 | 2016-02-12 | |
| 2016-02-10 | Wiley Roland Karl Officer (SVP and General Manager) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,856 24,856 owned after | $0.00 | 2016-02-12 | |
| 2016-02-10 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,165 26,165 owned after | $0.00 | 2016-02-12 | |
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Performance-Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Performance-Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Wiley Roland Karl Officer (SVP and General Manager) | 3 | Performance-Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Performance-Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Performance-Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 3 | Performance-Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 |