SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-18: Reporting owner Manca Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-27: Reporting owner KELLER ERIC J; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-27: Reporting owner KILLEEN STEPHEN J; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-27: Reporting owner MARINEAU PHILIP A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-18 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 1,375 owned after | $0.00 | 2014-11-20 | |
| 2014-05-27 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,209 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,209 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,209 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,209 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,209 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-21 | WHITE JAMES N Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,986 25,731 owned after | $0.00 | 2014-05-23 | |
| 2014-02-18 | Black Dwayne A Officer (SVP, Operations) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,775 5,775 owned after | $0.00 | 2014-02-25 | |
| 2014-02-18 | Black Dwayne A Officer (SVP, Operations) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,333 9,333 owned after | $0.00 | 2014-02-25 | |
| 2014-02-18 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −920 920 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,775 5,775 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,333 9,333 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,625 30,625 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 66,666 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | McCormick Dan Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,575 8,575 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | McCormick Dan Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 16,666 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,775 5,775 owned after | $0.00 | 2014-02-20 | |
| 2014-02-18 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,333 9,333 owned after | $0.00 | 2014-02-20 | |
| 2014-01-17 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 6,000 owned after | $0.00 | 2014-01-22 |