SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-30: Reporting owner BLACKWOOD-KAPRAL LISA; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-30: Reporting owner LAYNEY TRACY; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-30: Reporting owner BORIS JOHN; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-30: Reporting owner Black Dwayne A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-30 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2016-01-04 | |
| 2015-12-30 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-01-04 | |
| 2015-12-30 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-01-04 | |
| 2015-12-30 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-01-04 | |
| 2015-12-30 | POPE MICHAEL W Officer (Chief Financial Officer & SVP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-01-04 | |
| 2015-12-30 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-01-04 | |
| 2015-11-16 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 5 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 3,800 owned after | $0.00 | 2016-02-16 | |
| 2015-11-16 holding as of filing | POPE MICHAEL W Officer (Chief Financial Officer & SVP) | 3 | Inducement Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-11-16 | ||
| 2015-11-16 holding as of filing | POPE MICHAEL W Officer (Chief Financial Officer & SVP) | 3 | Inducement Performance-Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-11-16 | ||
| 2015-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,775 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,333 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,333 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,625 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −0 66,666 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,666 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −920 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | McCormick Dan Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,575 0 owned after | $0.00 | 2015-02-19 | |
| 2015-02-17 | McCormick Dan Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 0 owned after | $0.00 | 2015-02-19 | |
| 2015-01-20 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2015-01-21 |