SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-30: Reporting owner BLACKWOOD-KAPRAL LISA; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-27: Reporting owner POPE MICHAEL W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-27: Reporting owner POPE MICHAEL W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-18: Reporting owner Lokuge Ishantha; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-30 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 750 owned after | $0.00 | 2019-01-02 | |
| 2018-10-27 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2018-10-30 | |
| 2018-10-27 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2018-10-30 | |
| 2018-10-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $0.00 | 2018-10-22 | |
| 2018-10-17 holding as of filing | Mericle Maureen M. Officer (SVP, Chief Marketing Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2018-10-17 | ||
| 2018-10-17 holding as of filing | Mericle Maureen M. Officer (SVP, Chief Marketing Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2018-10-17 | ||
| 2018-10-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-10-17 | |
| 2018-08-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $0.00 | 2018-08-17 | |
| 2018-08-13 | North Christopher Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,897 15,897 owned after | $0.00 | 2018-08-14 | |
| 2018-06-30 | ARNOLD SCOTT Officer (SVP, Enterprise) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,543 37,627 owned after | $0.00 | 2018-07-03 | |
| 2018-06-15 | Sebring Jason Officer (VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 6,250 owned after | $0.00 | 2018-06-19 | |
| 2018-06-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,875 10,875 owned after | $44.75 exercise price | 2018-06-19 | |
| 2018-05-31 | North Christopher Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 60,000 owned after | $0.00 | 2018-06-04 | |
| 2018-05-24 | ZEISSER MICHAEL P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,940 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,940 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | STANSBURY HENRY TAYLOE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,940 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | Sartain Elizabeth P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,334 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | RAFAEL BETSY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,629 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | MATHER ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,940 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | Manolis Eva Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,940 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | LANSING WILLIAM J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,614 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-24 | HUGHES THOMAS DAVID Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,940 0 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | ZEISSER MICHAEL P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | STANSBURY HENRY TAYLOE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | Sartain Elizabeth P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,613 2,613 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | RAFAEL BETSY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,773 2,773 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | MATHER ANN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | Manolis Eva Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | LANSING WILLIAM J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,306 3,306 owned after | $0.00 | 2018-05-25 | |
| 2018-05-23 | HUGHES THOMAS DAVID Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.00 | 2018-05-25 | |
| 2018-04-16 | Meek Michael Officer (President & CEO, Lifetouch) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,324 12,324 owned after | $0.00 | 2018-04-18 | |
| 2018-04-02 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $44.75 exercise price | 2018-04-03 | |
| 2018-04-02 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $44.75 exercise price | 2018-04-03 | |
| 2018-04-02 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,633 11,449 owned after | $44.75 exercise price | 2018-04-03 | |
| 2018-04-02 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,633 11,449 owned after | $44.75 exercise price | 2018-04-03 | |
| 2018-04-02 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,560 10,940 owned after | $44.75 exercise price | 2018-04-03 | |
| 2018-03-15 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2018-03-19 | |
| 2018-02-28 | Sebring Jason Officer (VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,581 9,581 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,558 21,558 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,977 11,977 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,170 15,170 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,779 10,779 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,783 8,783 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,589 5,589 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,106 7,106 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,573 13,573 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | ARNOLD SCOTT Officer (SVP, Enterprise) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,984 7,984 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Anderson Michele Officer (SVP, Retail) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,984 7,984 owned after | $0.00 | 2018-03-02 | |
| 2018-02-27 | Anderson Michele Officer (SVP, Retail) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,041 36,120 owned after | $0.00 | 2018-03-01 | |
| 2018-02-21 | Sebring Jason Officer (VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 4,875 owned after | $0.00 | 2018-02-23 | |
| 2018-02-18 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $0.00 | 2018-02-21 | |
| 2018-02-18 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,625 0 owned after | $0.00 | 2018-02-21 | |
| 2018-02-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 0 owned after | $0.00 | 2018-02-21 | |
| 2018-02-18 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $0.00 | 2018-02-21 | |
| 2018-02-18 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840 0 owned after | $0.00 | 2018-02-21 | |
| 2018-02-18 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −360 0 owned after | $0.00 | 2018-02-21 | |
| 2018-02-17 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2018-02-21 | |
| 2018-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 7,750 owned after | $0.00 | 2018-02-21 | |
| 2018-02-17 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2018-02-21 | |
| 2018-02-17 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2018-02-21 | |
| 2018-02-17 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 1,575 owned after | $0.00 | 2018-02-21 | |
| 2018-02-17 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −675 675 owned after | $0.00 | 2018-02-21 | |
| 2018-02-15 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 12,428 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 12,428 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,056 8,110 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,056 8,110 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,371 4,742 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,371 4,742 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,541 13,082 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | BORIS JOHN Officer (SVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,541 13,082 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 1,200 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 12,428 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,214 12,428 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,875 17,625 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,750 14,250 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,000 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | BLACKWOOD-KAPRAL LISA Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 4,875 owned after | $0.00 | 2018-02-16 | |
| 2018-02-14 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 12,000 owned after | $0.00 | 2018-02-16 |