SHUTTERFLY INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-10-04: Reporting owner Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2006-10-04: Reporting owner Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2006-10-04: Reporting owner Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2006-10-04: Reporting owner Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-10-04 | Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,500,000 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −322,652 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −382,012 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,730,879 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Clark Ventures, Inc. | CLARK JAMES H | Monaco Partners, L.P. | JHC Investments, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,139,671 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Fifth-L MDV Partners, L.L.C. | MOHR DAVIDOW VENTURES V LP | FEIBER JONATHAN D | FIFTH MDV PARTNERS LLC | SCHOENDORF NANCY J | Mohr, Davidow Ventures V-L, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,500,000 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Fifth-L MDV Partners, L.L.C. | MOHR DAVIDOW VENTURES V LP | FEIBER JONATHAN D | FIFTH MDV PARTNERS LLC | SCHOENDORF NANCY J | Mohr, Davidow Ventures V-L, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −382,651 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Fifth-L MDV Partners, L.L.C. | MOHR DAVIDOW VENTURES V LP | FEIBER JONATHAN D | FIFTH MDV PARTNERS LLC | SCHOENDORF NANCY J | Mohr, Davidow Ventures V-L, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −689,691 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Fifth-L MDV Partners, L.L.C. | MOHR DAVIDOW VENTURES V LP | FEIBER JONATHAN D | FIFTH MDV PARTNERS LLC | SCHOENDORF NANCY J | Mohr, Davidow Ventures V-L, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −188,679 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Fifth-L MDV Partners, L.L.C. | MOHR DAVIDOW VENTURES V LP | FEIBER JONATHAN D | FIFTH MDV PARTNERS LLC | SCHOENDORF NANCY J | Mohr, Davidow Ventures V-L, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −648,488 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | Fifth-L MDV Partners, L.L.C. | MOHR DAVIDOW VENTURES V LP | FEIBER JONATHAN D | FIFTH MDV PARTNERS LLC | SCHOENDORF NANCY J | Mohr, Davidow Ventures V-L, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −679,001 0 owned after | $0.00 | 2006-10-06 | |
| 2006-10-04 | WHITE JAMES N Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By 401(k) | C Conversion of derivative security | −1,684 0 owned after | no price filed | 2006-10-05 | |
| 2006-10-04 | WHITE JAMES N Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | C Conversion of derivative security | −1,010,276 0 owned after | no price filed | 2006-10-05 | |
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Monaco Partners | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Monaco Partners | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By JHC 2000 LLC | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Woodside Ventures | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series B Preferred Stock Warrant (Right to Buy) Derivative · Indirect · By Monaco Partners | Holding | $24.50 exercise price | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Monaco Partners | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Monaco Partners | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Monaco Partners | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | Clark Ventures, Inc. | JHC Investments, LLC | CLARK JAMES H | Monaco Partners, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By JHC LLC | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | WHITE JAMES N Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By 401(k) | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | WHITE JAMES N Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | MOHR DAVIDOW VENTURES V LP | SCHOENDORF NANCY J | Fifth-L MDV Partners, L.L.C. | FIFTH MDV PARTNERS LLC | Mohr, Davidow Ventures V-L, L.P. | FEIBER JONATHAN D 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote. | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | MOHR DAVIDOW VENTURES V LP | SCHOENDORF NANCY J | Fifth-L MDV Partners, L.L.C. | FIFTH MDV PARTNERS LLC | Mohr, Davidow Ventures V-L, L.P. | FEIBER JONATHAN D 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote. | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | MOHR DAVIDOW VENTURES V LP | SCHOENDORF NANCY J | Fifth-L MDV Partners, L.L.C. | FIFTH MDV PARTNERS LLC | Mohr, Davidow Ventures V-L, L.P. | FEIBER JONATHAN D 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote. | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | MOHR DAVIDOW VENTURES V LP | SCHOENDORF NANCY J | Fifth-L MDV Partners, L.L.C. | FIFTH MDV PARTNERS LLC | Mohr, Davidow Ventures V-L, L.P. | FEIBER JONATHAN D 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote. | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | MOHR DAVIDOW VENTURES V LP | SCHOENDORF NANCY J | Fifth-L MDV Partners, L.L.C. | FIFTH MDV PARTNERS LLC | Mohr, Davidow Ventures V-L, L.P. | FEIBER JONATHAN D 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote. | Holding | no price filed | 2006-09-28 | ||
| 2006-09-28 holding as of filing | MOHR DAVIDOW VENTURES V LP | SCHOENDORF NANCY J | Fifth-L MDV Partners, L.L.C. | FIFTH MDV PARTNERS LLC | Mohr, Davidow Ventures V-L, L.P. | FEIBER JONATHAN D 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote. | Holding | no price filed | 2006-09-28 |