SHUTTERFLY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-25: Reporting owner Mericle Maureen M.; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-09-25: Reporting owner LAYNEY TRACY; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-09-25: Reporting owner LAYNEY TRACY; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-09-25: Reporting owner Black Dwayne A; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-25 | Mericle Maureen M. Officer (SVP, Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −114,039 0 owned after | $65.65 exercise price | 2019-09-26 | |
| 2019-09-25 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,252 0 owned after | $44.75 exercise price | 2019-09-26 | |
| 2019-09-25 | LAYNEY TRACY Officer (SVP, Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,334 0 owned after | $76.73 exercise price | 2019-09-26 | |
| 2019-09-25 | Black Dwayne A Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,520 0 owned after | $44.75 exercise price | 2019-09-26 | |
| 2019-09-25 | Black Dwayne A Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,062 0 owned after | $76.73 exercise price | 2019-09-26 | |
| 2019-09-25 | ARNOLD SCOTT Officer (President, Shutterfly Ent.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,552 0 owned after | $47.50 exercise price | 2019-09-26 | |
| 2019-09-25 | ARNOLD SCOTT Officer (President, Shutterfly Ent.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,213 0 owned after | $76.73 exercise price | 2019-09-26 | |
| 2019-09-25 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,873 0 owned after | $44.75 exercise price | 2019-09-26 | |
| 2019-09-25 | POPE MICHAEL W Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,276 0 owned after | $76.73 exercise price | 2019-09-26 | |
| 2019-06-10 | MENON SATISH Officer (SVP, Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,942 27,863 owned after | $44.75 exercise price | 2019-06-12 | |
| 2019-06-10 | Lokuge Ishantha Officer (SVP and Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,542 17,598 owned after | $44.75 exercise price | 2019-06-12 |