SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 101 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-21: Reporting owner HOUSENBOLD JEFFREY T; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-15: Reporting owner Swette Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-15: Reporting owner Day Neil; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-02: Reporting owner RUBASH MARK J; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-21 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,333 0 owned after | $0.00 | 2011-11-22 | |
| 2011-09-15 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,746 1,746 owned after | $0.00 | 2011-09-19 | |
| 2011-06-15 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 66,666 owned after | $0.00 | 2011-06-16 | |
| 2011-06-02 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,666 0 owned after | $0.00 | 2011-06-03 | |
| 2011-06-02 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,428 0 owned after | $0.00 | 2011-06-03 | |
| 2011-06-02 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,535 0 owned after | $0.00 | 2011-06-03 | |
| 2011-06-02 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,133 0 owned after | $0.00 | 2011-06-03 | |
| 2011-05-25 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,629 3,629 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,629 3,629 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +363 363 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,629 3,629 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,542 1,542 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,629 3,629 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,629 3,629 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +635 635 owned after | $0.00 | 2011-05-27 | |
| 2011-05-25 | WHITE JAMES N Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,629 8,162 owned after | $0.00 | 2011-05-27 | |
| 2011-05-20 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 3,022 owned after | $0.00 | 2011-05-23 | |
| 2011-05-20 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 3,022 owned after | $0.00 | 2011-05-23 | |
| 2011-05-20 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 3,022 owned after | $0.00 | 2011-05-23 | |
| 2011-05-20 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,853 0 owned after | $0.00 | 2011-05-23 | |
| 2011-05-20 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 3,022 owned after | $0.00 | 2011-05-23 | |
| 2011-05-20 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 3,022 owned after | $0.00 | 2011-05-23 | |
| 2011-05-20 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,587 0 owned after | $0.00 | 2011-05-23 | |
| 2011-05-16 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,422 2,422 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,422 2,422 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,422 2,422 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,422 2,422 owned after | $0.00 | 2011-05-17 | |
| 2011-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,333 23,333 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 16,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,133 19,133 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 1,640 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 1,640 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 1,640 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,280 3,280 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2011-02-22 | |
| 2011-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.00 | 2011-02-22 | |
| 2011-02-16 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 21,000 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 9,000 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,167 16,333 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,867 17,733 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,800 7,600 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,067 96,133 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,600 41,200 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400 16,800 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 7,200 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,167 16,333 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400 16,800 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 7,200 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,167 16,333 owned after | $0.00 | 2011-02-18 | |
| 2011-02-16 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2011-02-18 | |
| 2011-02-15 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,900 32,900 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | Navin Peter Officer (SVP, Human Resources) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,100 23,100 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | McCormick Dan Officer (SVP, Products & Services) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,300 34,300 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +122,500 122,500 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | Elarde Peter C Officer (Chief Marketing Officer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,300 20,300 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | Day Neil Officer (SVP, Chief Technology Officer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,800 23,800 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | Black Dwayne A Officer (SVP, Operations) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,100 23,100 owned after | $0.00 | 2011-02-23 | |
| 2011-02-15 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,900 32,900 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,100 23,100 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,300 34,300 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +122,500 122,500 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,300 20,300 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,800 23,800 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,100 23,100 owned after | $0.00 | 2011-02-17 | |
| 2011-02-07 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2011-02-07 | |
| 2011-02-07 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $0.00 | 2011-02-07 | |
| 2011-02-07 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,400 11,400 owned after | $0.00 | 2011-02-07 | |
| 2011-02-07 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,800 61,800 owned after | $0.00 | 2011-02-07 | |
| 2011-02-07 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,800 10,800 owned after | $0.00 | 2011-02-07 | |
| 2011-02-07 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $0.00 | 2011-02-07 | |
| 2011-02-07 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,800 10,800 owned after | $0.00 | 2011-02-07 |