SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-15: Reporting owner Manca Brian; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-05-28: Reporting owner KELLER ERIC J; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-05-28: Reporting owner KILLEEN STEPHEN J; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-05-28: Reporting owner MARINEAU PHILIP A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 2,750 owned after | $0.00 | 2013-11-19 | |
| 2013-05-28 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,210 1,209 owned after | $0.00 | 2013-05-30 | |
| 2013-05-28 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,210 1,209 owned after | $0.00 | 2013-05-30 | |
| 2013-05-28 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,210 1,209 owned after | $0.00 | 2013-05-30 | |
| 2013-05-28 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,210 1,209 owned after | $0.00 | 2013-05-30 | |
| 2013-05-28 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,210 1,209 owned after | $0.00 | 2013-05-30 | |
| 2013-05-21 | WHITE JAMES N Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,068 20,745 owned after | $0.00 | 2013-05-23 | |
| 2013-05-20 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 0 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 0 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 0 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 0 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,511 0 owned after | $0.00 | 2013-05-22 | |
| 2013-02-19 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,166 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,066 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,600 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | McCormick Dan Officer (SVP, General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,866 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | McCormick Dan Officer (SVP, General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,800 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,166 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-19 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,775 11,550 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,334 18,666 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,625 61,250 owned after | $16.51 exercise price | 2013-02-20 | |
| 2013-02-15 | HOUSENBOLD JEFFREY T Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 133,333 owned after | $16.51 exercise price | 2013-02-20 | |
| 2013-02-15 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −920 1,840 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | McCormick Dan Officer (SVP, General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,575 17,150 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | McCormick Dan Officer (SVP, General Manager) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 33,333 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,775 11,550 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,334 18,666 owned after | $0.00 | 2013-02-20 | |
| 2013-02-08 | WHITE JAMES N Director | 4 | Restricted Stock Units Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −1,511 21,522 owned after | $41.50 | 2013-02-12 | |
| 2013-02-08 | WHITE JAMES N Director | 4 | Restricted Stock Units Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −4,845 16,677 owned after | $41.50 | 2013-02-12 | |
| 2013-01-17 | Manca Brian Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,000 owned after | $0.00 | 2013-01-18 |