SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-03: Reporting owner Navin Peter; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2010-12-03: Reporting owner Navin Peter; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2010-12-03: Reporting owner Navin Peter; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2010-12-03: Reporting owner Navin Peter; Form 3; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-12-03 | ||
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-12-03 | ||
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-12-03 | ||
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-12-03 | ||
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-12-03 | ||
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-12-03 | ||
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-12-03 | ||
| 2010-11-22 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,333 93,333 owned after | $0.00 | 2011-01-10 | |
| 2010-09-15 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,747 3,492 owned after | $0.00 | 2011-01-11 | |
| 2010-06-15 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 133,333 owned after | $0.00 | 2010-06-16 | |
| 2010-06-02 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,667 18,666 owned after | $0.00 | 2010-06-04 | |
| 2010-06-02 | Navin Peter Officer (SVP, Human Resources) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,428 6,428 owned after | $0.00 | 2010-06-04 | |
| 2010-06-02 | McCormick Dan Officer (SVP, Products & Services) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2010-06-04 | |
| 2010-06-02 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,535 10,535 owned after | $0.00 | 2010-06-04 | |
| 2010-06-02 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2010-06-04 | |
| 2010-06-02 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,133 5,133 owned after | $0.00 | 2010-06-04 | |
| 2010-05-20 | WHITE JAMES N Director | 4/A | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,533 11,800 owned after | $0.00 | 2012-03-13 | |
| 2010-05-20 | WHITE JAMES N Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,533 4,533 owned after | $0.00 | 2010-05-21 | |
| 2010-05-20 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,533 4,533 owned after | $0.00 | 2010-05-21 | |
| 2010-05-20 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,533 4,533 owned after | $0.00 | 2010-05-21 | |
| 2010-05-20 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,533 4,533 owned after | $0.00 | 2010-05-21 | |
| 2010-05-20 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,853 3,853 owned after | $0.00 | 2010-05-21 | |
| 2010-05-20 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,533 4,533 owned after | $0.00 | 2010-05-21 | |
| 2010-05-20 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,533 4,533 owned after | $0.00 | 2010-05-21 | |
| 2010-05-20 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,587 1,587 owned after | $0.00 | 2010-05-21 | |
| 2010-05-17 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,423 4,844 owned after | $0.00 | 2012-05-16 | |
| 2010-05-17 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,543 0 owned after | $0.00 | 2012-05-16 | |
| 2010-05-17 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,423 4,844 owned after | $0.00 | 2010-05-19 | |
| 2010-05-17 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,423 4,844 owned after | $0.00 | 2010-05-19 | |
| 2010-05-17 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,423 4,844 owned after | $0.00 | 2010-05-19 | |
| 2010-05-17 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,543 0 owned after | $0.00 | 2010-05-19 | |
| 2010-05-17 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,423 4,844 owned after | $0.00 | 2010-05-19 | |
| 2010-05-17 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,177 0 owned after | $0.00 | 2010-05-19 | |
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-03-03 | ||
| 2010-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,334 46,666 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 32,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,134 38,266 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 3,280 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 3,280 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 3,280 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Rstricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,280 6,560 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 35,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 6,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 35,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 6,000 owned after | $0.00 | 2010-02-19 | |
| 2010-02-16 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,500 31,500 owned after | $0.00 | 2010-02-18 | |
| 2010-02-16 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,200 144,200 owned after | $0.00 | 2010-02-18 | |
| 2010-02-16 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,500 24,500 owned after | $0.00 | 2010-02-18 | |
| 2010-02-16 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,200 25,200 owned after | $0.00 | 2010-02-18 | |
| 2010-02-16 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,200 25,200 owned after | $0.00 | 2010-02-18 | |
| 2010-02-16 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,500 24,500 owned after | $0.00 | 2010-02-18 | |
| 2010-02-04 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2010-02-05 | |
| 2010-02-04 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,000 48,000 owned after | $0.00 | 2010-02-05 | |
| 2010-02-04 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,840 9,840 owned after | $0.00 | 2010-02-05 | |
| 2010-02-04 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2010-02-05 | |
| 2010-02-04 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2010-02-05 |