SHORETEL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-25: Reporting owner Malhotra Pankaj; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-11-21: Reporting owner Malhotra Pankaj; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-08-15: Reporting owner Seto Allen; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-15: Reporting owner Malhotra Pankaj; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-25 | Malhotra Pankaj Officer (SVP of Engineering) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −8,369 121,787 owned after | $7.76 | 2014-11-26 | |
| 2014-11-21 | Malhotra Pankaj Officer (SVP of Engineering) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −19,844 130,156 owned after | $7.68 | 2014-11-24 | |
| 2014-08-15 | Seto Allen Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.61 exercise price | 2014-08-19 | |
| 2014-08-15 | Malhotra Pankaj Officer (SVP of Engineering) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.61 exercise price | 2014-08-19 | |
| 2014-08-15 | Joos Donald Director, Officer (CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253,000 253,000 owned after | $6.61 exercise price | 2014-08-19 | |
| 2014-08-15 | Oruganti Bharath Officer (VP of Global Services & Ops) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.61 exercise price | 2014-08-19 | |
| 2014-08-15 | Petts David Officer (SVP, Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $6.61 exercise price | 2014-08-19 | |
| 2014-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $6.61 exercise price | 2014-08-19 | |
| 2014-01-30 | Skidmore Constance Ellen Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $7.85 | 2014-02-03 | |
| 2014-01-09 holding as of filing | Oruganti Bharath Officer (VP of of Global Services & Ops) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.44 exercise price | 2014-01-09 | ||
| 2014-01-09 holding as of filing | Oruganti Bharath Officer (VP of of Global Services & Ops) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.02 exercise price | 2014-01-09 | ||
| 2014-01-09 holding as of filing | Oruganti Bharath Officer (VP of of Global Services & Ops) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.73 exercise price | 2014-01-09 | ||
| 2014-01-07 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −28,802 192,412 owned after | $9.64 | 2014-01-07 | |
| 2014-01-06 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −31,198 221,214 owned after | $9.64 | 2014-01-07 |