SHORETEL INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows, 72 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-07-09: Reporting owner FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC; Form 4; Security Series F Preferred Stock; Transaction C Conversion of derivative security.
- 2007-07-09: Reporting owner LEHMAN BROTHERS HOLDINGS INC; Form 4; Security Series E Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-07-09: Reporting owner LEHMAN BROTHERS HOLDINGS INC; Form 4; Security Series F Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-07-09: Reporting owner LEHMAN BROTHERS HOLDINGS INC; Form 4; Security Series G Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Entrepreneurs Fund, LLC | C Conversion of derivative security | −374,204 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,600,851 0 owned after | $0.00 | 2007-08-14 | |
| 2007-07-09 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,742,046 0 owned after | $0.00 | 2007-08-14 | |
| 2007-07-09 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −607,424 0 owned after | $0.00 | 2007-08-14 | |
| 2007-07-09 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Series H Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,424,409 0 owned after | $0.00 | 2007-08-14 | |
| 2007-07-09 | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −123,896 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 4 | Series F Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,477,132 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 4 | Series G Preferred Stock Derivative · Direct | C Conversion of derivative security | −633,854 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 4 | Series H Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,551,998 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −14,176 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −123,896 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners LS 2000, L.P. | C Conversion of derivative security | −500,705 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −512,266 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −4,477,132 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −72,524 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −633,854 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −177,577 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT VENTURE PARTNERS LS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −1,551,998 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −14,176 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −123,896 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · Croosspoint Venture Partners LS 2000, L.P. | C Conversion of derivative security | −500,705 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −512,266 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −4,477,132 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −72,524 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −633,854 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | C Conversion of derivative security | −177,577 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | NEIMAN SETH 10% Owner | 4 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | C Conversion of derivative security | −1,551,998 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital, L.P. | C Conversion of derivative security | −275,838 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Entrepreneurs Fund, LLC | C Conversion of derivative security | −30,648 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Fund, L.P. | C Conversion of derivative security | −134,486 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Principals Fund, LLC | C Conversion of derivative security | −3,586 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital, L.P. | C Conversion of derivative security | −3,367,843 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Fund, L.P. | C Conversion of derivative security | −491,113 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Principals Fund, LLC | C Conversion of derivative security | −13,109 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Fund, L.P. | C Conversion of derivative security | −1,202,527 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-09 | FC LEADERSHIP MANAGEMENT CO LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP | FOUNDATION CAPITAL MANAGEMENT CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series H Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Principals Fund, LLC | C Conversion of derivative security | −32,067 0 owned after | no price filed | 2007-07-10 | |
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners LS 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 LP | CROSSPOINT VENTURE PARTNERS 2000 Q LP | CROSSPOINT ASSOCIATES 2000 LLC | CROSSPOINT VENTURE PARTNERS LS 2000 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 3 | Series F Preferred Stock Derivative · Direct | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 3 | Series G Preferred Stock Derivative · Direct | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | CROSSPOINT VENTURE PARTNERS 2000 Q LP 10% Owner | 3 | Series H Preferred Stock Derivative · Direct | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · Croosspoint Venture Partners LS 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-07-03 holding as of filing | NEIMAN SETH 10% Owner | 3 | Series H Preferred Stock Derivative · Indirect · Crosspoint Venture Partners 2000 Q, L.P. | Holding | no price filed | 2007-07-03 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital, L.P. | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Entrepreneurs Fund, LLC | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Fund, L.P. | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · These shares are held by Foundaion Capital Leadership Principals Fund, LLC | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital, L.P. | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Entrepreneurs Fund, LLC | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Fund, L.P. | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Indirect · These shares are held by Foundaion Capital Leadership Principals Fund, LLC | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series H Preferred Stock Derivative · Indirect · These shares are held by Foundation Capital Leadership Fund, L.P. | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FC LEADERSHIP MANAGEMENT CO LLC | FOUNDATION CAPITAL MANAGEMENT CO LLC | FOUNDATION CAPITAL LP | FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | Foundation Capital Entrepreneurs Fund, LLC | FOUNDATION CAPITAL LEADERSHIP FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series H Preferred Stock Derivative · Indirect · These shares are held by Foundaion Capital Leadership Principals Fund, LLC | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 3 | Series G Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-06-27 | ||
| 2007-06-27 holding as of filing | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 3 | Series H Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-06-27 |