SHORETEL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-25: Reporting owner KISSNER CHARLES; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-25: Reporting owner Vejvoda Josef; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-25: Reporting owner Skidmore Constance Ellen; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-25: Reporting owner Seto Allen; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-25 | KISSNER CHARLES Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Vejvoda Josef Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Skidmore Constance Ellen Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,750 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | ROBISON SHANE V Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Petts David Officer (SVP Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Petts David Officer (SVP Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Petts David Officer (SVP Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | DENMAN KENNETH D Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Corrales Eugenia Officer (Sr. VP of Solutions Group) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | Corrales Eugenia Officer (Sr. VP of Solutions Group) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-09-25 | BREGMAN MARK Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $0.00 | 2017-09-27 | |
| 2017-08-31 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,000 owned after | $0.00 | 2017-09-05 | |
| 2017-08-31 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 3,150 owned after | $0.00 | 2017-09-05 | |
| 2017-08-31 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2017-09-05 | |
| 2017-08-29 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 800 owned after | $0.00 | 2017-08-29 | |
| 2017-08-26 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −462 0 owned after | $0.00 | 2017-08-29 | |
| 2017-08-21 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-21 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-21 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-21 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 30,000 owned after | $0.00 | 2017-08-22 | |
| 2017-08-21 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-18 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-18 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $0.00 | 2017-08-22 | |
| 2017-08-18 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-18 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $0.00 | 2017-08-22 | |
| 2017-08-18 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-18 | Corrales Eugenia Officer (Sr. VP of Solutions Group) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $0.00 | 2017-08-22 | |
| 2017-08-15 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | Seto Allen Officer (General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | Petts David Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | Joos Donald Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $0.00 | 2017-08-17 | |
| 2017-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2017-08-17 | |
| 2017-07-28 | Corrales Eugenia Officer (Sr. VP of Solutions Group) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2017-08-01 |