SHORETEL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-25: Reporting owner KISSNER CHARLES; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-25: Reporting owner KISSNER CHARLES; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-25: Reporting owner Vejvoda Josef; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-25: Reporting owner Seto Allen; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-25 | KISSNER CHARLES Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,667 0 owned after | $6.64 exercise price | 2017-09-27 | |
| 2017-09-25 | KISSNER CHARLES Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.09 exercise price | 2017-09-27 | |
| 2017-09-25 | Vejvoda Josef Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.41 exercise price | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $3.91 exercise price | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $3.50 exercise price | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.44 exercise price | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $6.61 exercise price | 2017-09-27 | |
| 2017-09-25 | Seto Allen Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $7.35 exercise price | 2017-09-27 | |
| 2017-09-25 | Petts David Officer (SVP Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $4.31 exercise price | 2017-09-27 | |
| 2017-09-25 | Petts David Officer (SVP Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.44 exercise price | 2017-09-27 | |
| 2017-09-25 | Petts David Officer (SVP Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $6.61 exercise price | 2017-09-27 | |
| 2017-09-25 | Petts David Officer (SVP Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 0 owned after | $7.35 exercise price | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,375 0 owned after | $6.73 exercise price | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $4.02 exercise price | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.61 exercise price | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 0 owned after | $7.35 exercise price | 2017-09-27 | |
| 2017-09-25 | Oruganti Bharath Officer (SVP Worldwide Business Ops) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,500 0 owned after | $4.44 exercise price | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Stock Option - Performance Award Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $4.14 exercise price | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −460,000 0 owned after | $4.31 exercise price | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −253,000 0 owned after | $6.61 exercise price | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $7.35 exercise price | 2017-09-27 | |
| 2017-09-25 | Joos Donald Director, Officer (CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $4.14 exercise price | 2017-09-27 | |
| 2017-09-25 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,469 0 owned after | $4.25 exercise price | 2017-09-27 | |
| 2017-09-25 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,350 0 owned after | $5.15 exercise price | 2017-09-27 | |
| 2017-09-25 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,050 0 owned after | $6.70 exercise price | 2017-09-27 | |
| 2017-09-25 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $7.44 exercise price | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $5.08 exercise price | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.55 exercise price | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Stock Option - Performance Award Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $4.14 exercise price | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.44 exercise price | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 0 owned after | $6.61 exercise price | 2017-09-27 | |
| 2017-09-25 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 0 owned after | $7.35 exercise price | 2017-09-27 | |
| 2017-09-25 | DENMAN KENNETH D Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.64 exercise price | 2017-09-27 | |
| 2017-09-25 | DENMAN KENNETH D Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.09 exercise price | 2017-09-27 | |
| 2017-09-25 | Corrales Eugenia Officer (Sr. VP of Solutions Group) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $6.85 exercise price | 2017-09-27 | |
| 2017-09-25 | BREGMAN MARK Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.09 exercise price | 2017-09-27 | |
| 2017-09-25 | BREGMAN MARK Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.64 exercise price | 2017-09-27 | |
| 2017-09-25 | BOWEN MARJORIE L. Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.42 exercise price | 2017-09-27 | |
| 2017-08-31 | Jones Keith A Officer (Principal Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $7.45 | 2017-09-05 |