SHORETEL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-23: Reporting owner HEALY MICHAEL; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2013-12-12: Reporting owner HEALY MICHAEL; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2013-08-27: Reporting owner Malhotra Pankaj; Form 3/A; Security Non-qualified Stock Option (Right to Buy); Transaction Holding.
- 2013-08-27: Reporting owner Malhotra Pankaj; Form 3; Security Non-qualified Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-23 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 252,412 owned after | $9.00 | 2013-12-24 | |
| 2013-12-12 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −12,587 262,412 owned after | $8.50 | 2013-12-13 | |
| 2013-08-27 holding as of filing | Malhotra Pankaj Officer (SVP of Engineering) | 3/A | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $4.12 exercise price | 2013-08-27 | ||
| 2013-08-27 holding as of filing | Malhotra Pankaj Officer (SVP of Engineering) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $4.12 exercise price | 2013-08-27 | ||
| 2013-08-15 | Petts David Officer (SVP, Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.44 exercise price | 2013-08-21 | |
| 2013-08-15 | Seto Allen Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.44 exercise price | 2013-08-21 | |
| 2013-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.44 exercise price | 2013-08-21 | |
| 2013-08-15 | Nealon Keith Officer (President & GM, ShoreTel Cloud) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.44 exercise price | 2013-08-21 | |
| 2013-08-12 | Joos Donald Director, Officer (CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +460,000 460,000 owned after | $4.31 exercise price | 2013-08-13 | |
| 2013-05-09 holding as of filing | Seto Allen Officer (General Counsel) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.91 exercise price | 2013-05-09 | ||
| 2013-05-09 holding as of filing | Seto Allen Officer (General Counsel) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.50 exercise price | 2013-05-09 | ||
| 2013-02-05 holding as of filing | Nealon Keith Officer (President & GM, ShoreTel Cloud) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.14 exercise price | 2013-02-05 | ||
| 2013-02-04 | Nealon Keith Officer (President & GM, ShoreTel Cloud) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $4.06 exercise price | 2013-02-05 |