SHORETEL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-24: Reporting owner BLACKMORE PETER; Form 4; Security Stock Option - Performance Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-24: Reporting owner Joos Donald; Form 4; Security Stock Option - Performance Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-24: Reporting owner Joos Donald; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-24: Reporting owner Rump Pedro E; Form 4; Security Stock Option - Performance Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-24 | BLACKMORE PETER Director, Officer (CEO) | 4 | Stock Option - Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.14 exercise price | 2012-08-28 | |
| 2012-08-24 | Joos Donald Officer (SVP, Business Operations) | 4 | Stock Option - Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.14 exercise price | 2012-08-28 | |
| 2012-08-24 | Joos Donald Officer (SVP, Business Operations) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.14 exercise price | 2012-08-28 | |
| 2012-08-24 | Rump Pedro E Officer (SVP, Engineering & Operations) | 4 | Stock Option - Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.14 exercise price | 2012-08-28 | |
| 2012-08-24 | HEALY MICHAEL Officer (CFO) | 4 | Stock Option - Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.14 exercise price | 2012-08-27 | |
| 2012-08-24 | Basart Edwin J Officer (CTO) | 4 | Stock Option - Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.14 exercise price | 2012-08-27 | |
| 2012-08-24 | HAHN AVA Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.14 exercise price | 2012-08-27 | |
| 2012-08-24 | HAHN AVA Officer (General Counsel) | 4 | Stock Option - Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $4.14 exercise price | 2012-08-27 | |
| 2012-07-13 holding as of filing | Joos Donald Officer (SVP, Business Operations) | 3 | Incentive Stock Option (Right to Buy) Derivative · Direct | Holding | $8.79 exercise price | 2012-07-13 | ||
| 2012-07-13 holding as of filing | Joos Donald Officer (SVP, Business Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $8.79 exercise price | 2012-07-13 | ||
| 2012-07-09 | Petts David Officer (SVP, Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $4.31 exercise price | 2012-07-13 | |
| 2012-03-28 | Hoffman Daniel P Officer (President & GM, ShoreTel Cloud) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +269,000 269,000 owned after | $5.63 exercise price | 2012-03-29 |