SHORETEL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-29: Reporting owner Rump Pedro E; Form 4; Security NON-QUALIFIED STOCK OPTION (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-29: Reporting owner COMBS JOHN W; Form 4; Security NON-QUALIFIED STOCK OPTION (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-29: Reporting owner Vitalone Joseph A; Form 4; Security NON-QUALIFIED STOCK OPTION (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-29: Reporting owner WEISNER WALTER; Form 4; Security NON-QUALIFIED STOCK OPTION (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-29 | Rump Pedro E Officer (VICE PRESIDENT ENGINEERING) | 4 | NON-QUALIFIED STOCK OPTION (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $14.61 exercise price | 2007-12-03 | |
| 2007-11-29 | COMBS JOHN W Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | NON-QUALIFIED STOCK OPTION (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $14.61 exercise price | 2007-12-03 | |
| 2007-11-29 | Vitalone Joseph A Officer (VP, SALES) | 4 | NON-QUALIFIED STOCK OPTION (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $14.61 exercise price | 2007-12-03 | |
| 2007-11-29 | WEISNER WALTER Officer (VP, GLOBAL SUPPORT SERVICES) | 4 | NON-QUALIFIED STOCK OPTION (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $14.61 exercise price | 2007-12-03 | |
| 2007-11-29 | Basart Edwin J Director, Officer (CHIEF TECHNOLOGY OFFICER) | 4 | NON-QUALIFIED STOCK OPTION (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $14.61 exercise price | 2007-12-03 | |
| 2007-06-27 | HAHN AVA Officer (General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.50 exercise price | 2007-06-29 | |
| 2007-06-27 holding as of filing | HEALY MICHAEL Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $11.40 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Basart Edwin J Director, Officer (Founder, CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.10 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Basart Edwin J Director, Officer (Founder, CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Basart Edwin J Director, Officer (Founder, CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Basart Edwin J Director, Officer (Founder, CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Basart Edwin J Director, Officer (Founder, CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.30 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FINEGAN JOHN Officer (VP, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.10 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FINEGAN JOHN Officer (VP, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | FINEGAN JOHN Officer (VP, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Rump Pedro E Officer (VP, Engineering and Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.80 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Rump Pedro E Officer (VP, Engineering and Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Rump Pedro E Officer (VP, Engineering and Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.30 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Timmerman Stephen G Officer (VP, Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Timmerman Stephen G Officer (VP, Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Vitalone Joseph A Officer (VP, Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Vitalone Joseph A Officer (VP, Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Vitalone Joseph A Officer (VP, Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.30 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | WEISNER WALTER Officer (VP, Global Support Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.40 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | WEISNER WALTER Officer (VP, Global Support Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | Daichendt Gary James Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.30 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | DENMAN KENNETH D Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.40 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | van Overbeek Thomas Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2007-06-27 | ||
| 2007-06-27 holding as of filing | BREGMAN MARK Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.40 exercise price | 2007-06-27 |