SHORETEL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-15: Reporting owner Rump Pedro E; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-15: Reporting owner HAHN AVA; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-15: Reporting owner HEALY MICHAEL; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-15: Reporting owner Girskis Don; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-15 | Rump Pedro E Officer (VP, Engineering and Operations) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $8.02 exercise price | 2011-08-16 | |
| 2011-08-15 | HAHN AVA Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $8.02 exercise price | 2011-08-16 | |
| 2011-08-15 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $8.02 exercise price | 2011-08-16 | |
| 2011-08-15 | Girskis Don Officer (SVP, Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,000 47,000 owned after | $8.02 exercise price | 2011-08-16 | |
| 2011-08-15 | Basart Edwin J Director, Officer (CTO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.02 exercise price | 2011-08-16 | |
| 2011-05-12 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 288,938 owned after | $11.50 | 2011-05-12 | |
| 2011-05-12 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −13,939 274,999 owned after | $11.50 | 2011-05-12 | |
| 2011-05-11 | HAHN AVA Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −14,000 14,000 owned after | $11.50 | 2011-05-13 | |
| 2011-05-10 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −6,061 298,938 owned after | $12.00 | 2011-05-12 | |
| 2011-04-29 | HEALY MICHAEL Officer (CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −20,000 304,999 owned after | $10.50 | 2011-05-02 | |
| 2011-04-29 | HAHN AVA Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −6,666 3,334 owned after | $10.47 | 2011-04-29 | |
| 2011-04-29 | HAHN AVA Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −20,842 22,917 owned after | $10.47 | 2011-04-29 | |
| 2011-04-06 | Girskis Don Officer (SVP, Worldwide Sales) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −120,000 130,000 owned after | $9.89 | 2011-04-07 | |
| 2011-04-06 | KISSNER CHARLES Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −8,333 1,667 owned after | $9.78 | 2011-04-06 | |
| 2011-02-28 | Basart Edwin J Director, Officer (CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,810 0 owned after | $0.10 exercise price | 2011-03-01 | |
| 2011-02-15 | SALZMAN ERIC Director, 10% Owner | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −40,000 40,000 owned after | $7.33 exercise price | 2011-02-17 | |
| 2011-02-02 | Girskis Don Officer (SVP, Worldwide Sales) | 4 | Incentive Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,390 24,390 owned after | $7.54 exercise price | 2011-02-04 | |
| 2011-02-01 | HAHN AVA Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000 43,759 owned after | $7.44 | 2011-02-01 |