ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 243 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-15: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2017-05-15: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2017-05-15: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2017-05-12: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2017-05-15 | |
| 2017-05-15 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2017-05-15 | |
| 2017-05-15 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2017-05-15 | |
| 2017-05-12 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +200 7,088,164 owned after | $1.82 | 2017-05-15 | |
| 2017-05-08 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 4,130 owned after | no price filed | 2017-05-08 | |
| 2017-05-08 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2017-05-08 | |
| 2017-05-08 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2017-05-08 | |
| 2017-05-08 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2017-05-08 | |
| 2017-05-04 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +25,000 7,087,964 owned after | $1.90 | 2017-05-08 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 4,130 owned after | no price filed | 2017-04-26 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2017-04-26 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2017-04-26 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2017-04-26 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 4,130 owned after | no price filed | 2017-04-26 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2017-04-26 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2017-04-26 | |
| 2017-04-26 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +2,000 7,040,964 owned after | $2.19 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +5,000 7,045,964 owned after | $2.20 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,059 7,047,023 owned after | $2.39 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +600 7,047,623 owned after | $2.35 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,100 7,048,723 owned after | $2.34 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +3,241 7,051,964 owned after | $2.23 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +3,000 7,054,964 owned after | $2.48 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,000 7,055,964 owned after | $2.26 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,300 7,057,264 owned after | $2.45 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +700 7,057,964 owned after | $2.44 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +4,500 7,062,464 owned after | $2.40 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +500 7,062,964 owned after | $2.36 | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | J Other acquisition or disposition (describe transaction) | +5,272,004 7,038,964 owned after | no price filed | 2017-04-26 | |
| 2017-04-25 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · By NUT 2013 GRAT | J Other acquisition or disposition (describe transaction) | −5,272,004 0 owned after | no price filed | 2017-04-26 | |
| 2017-04-25 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 4,130 owned after | no price filed | 2017-04-25 | |
| 2017-04-25 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2017-04-25 | |
| 2017-04-25 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2017-04-25 | |
| 2017-04-25 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2017-04-25 | |
| 2017-04-25 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,272,004 owned after | no price filed | 2017-04-25 | |
| 2017-04-21 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +4,900 1,766,960 owned after | $2.07 | 2017-04-25 | |
| 2017-01-20 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 4,130 owned after | no price filed | 2017-01-20 | |
| 2017-01-20 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2017-01-20 | |
| 2017-01-20 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2017-01-20 | |
| 2017-01-20 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2017-01-20 | |
| 2017-01-20 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,272,004 owned after | no price filed | 2017-01-20 | |
| 2017-01-19 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +431 1,762,060 owned after | $2.83 | 2017-01-20 |