ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-02-01: Reporting owner Case James Hebard; Form 5; Security ML Macadamia Orchards LP Class A Depositary Units; Transaction Holding.
- 2006-01-20: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction J Other acquisition or disposition (describe transaction).
- 2006-01-18: Reporting owner Kendrick James Stephen; Form 4; Security Class A Units of Limited Partnership Interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-01-12: Reporting owner Case James Hebard; Form 4; Security ML Macadamia Orchards LP Class A Depositary Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-02-01 holding as of filing | Case James Hebard Director | 5 | ML Macadamia Orchards LP Class A Depositary Units Non-derivative · Indirect · Held in self-directed retirement plan | Holding | 8,000 owned after | no price filed | 2006-02-01 | |
| 2006-01-20 | EBRAHIMI FARHAD FRED Other (Former 10% Owner) | 4 | Class A Units Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −247,700 670,500 owned after | no price filed | 2006-01-24 | |
| 2006-01-18 | Kendrick James Stephen Director | 4 | Class A Units of Limited Partnership Interests Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,500 1,500 owned after | $5.90 | 2017-03-15 | |
| 2006-01-12 | Case James Hebard Director | 4 | ML Macadamia Orchards LP Class A Depositary Units Non-derivative · Indirect · 5000 units held in revocable living trust; 8000 held in self-directed retirement plan. | P Open market or private purchase of non-derivative or derivative security | +5,000 13,000 owned after | $5.82 | 2006-02-01 |