ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-10: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2018-09-10: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2018-09-10: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2018-09-10: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 11 owned after | no price filed | 2018-09-10 | |
| 2018-09-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 55 owned after | no price filed | 2018-09-10 | |
| 2018-09-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 467 owned after | no price filed | 2018-09-10 | |
| 2018-09-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 3,034 owned after | no price filed | 2018-09-10 | |
| 2018-09-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 5 owned after | no price filed | 2018-09-10 | |
| 2018-09-07 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1 5,126 owned after | $4,600.00 | 2018-09-10 | |
| 2018-09-07 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1 5,127 owned after | $4,381.00 | 2018-09-10 | |
| 2018-08-13 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +11 5,125 owned after | $4,100.00 | 2018-08-13 | |
| 2018-08-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 11 owned after | no price filed | 2018-08-13 | |
| 2018-08-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 55 owned after | no price filed | 2018-08-13 | |
| 2018-08-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 467 owned after | no price filed | 2018-08-13 | |
| 2018-08-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 3,034 owned after | no price filed | 2018-08-13 | |
| 2018-08-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 5 owned after | no price filed | 2018-08-13 | |
| 2018-08-10 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +101 5,114 owned after | $3,901.03 | 2018-08-13 | |
| 2018-06-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 11 owned after | no price filed | 2018-06-21 | |
| 2018-06-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 55 owned after | no price filed | 2018-06-21 | |
| 2018-06-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 467 owned after | no price filed | 2018-06-21 | |
| 2018-06-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 3,034 owned after | no price filed | 2018-06-21 | |
| 2018-06-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 5 owned after | no price filed | 2018-06-21 | |
| 2018-06-19 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1 5,013 owned after | $4,000.00 | 2018-06-21 | |
| 2018-06-15 holding as of filing | Nelson Bradford C Director, Officer (President of General Partner) | 4 | Class A Units Non-derivative · Indirect · By Crescent River Ag., LLC | Holding | 467 owned after | no price filed | 2018-06-15 | |
| 2018-06-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −586 5,012 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −356 11 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −190 55 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,726 467 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −101 3,034 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −1,000 5 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | Nelson Bradford C Director, Officer (President of General Partner) | 4 | Class A Units Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,701 8 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | Kendrick James Stephen Director | 4 | Class A Units Non-derivative · Indirect · By the Kendrick Family Trust | J Other acquisition or disposition (describe transaction) | −1,500 0 owned after | $2.41 | 2018-06-15 | |
| 2018-06-13 | BLANK BARRY W Director | 4 | Class A Units Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −0 148 owned after | $0.00 | 2018-06-15 | |
| 2018-06-13 | BLANK BARRY W Director | 4 | Class A Units Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,000 720 owned after | $2.41 | 2018-06-15 | |
| 2018-03-29 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By The Ebrahimi Family Foundation | Holding | 22,356 owned after | no price filed | 2018-03-29 | |
| 2018-03-29 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By FF Ebrahimi IRA | Holding | 110,190 owned after | no price filed | 2018-03-29 | |
| 2018-03-29 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River Agriculture LLC | Holding | 935,726 owned after | no price filed | 2018-03-29 | |
| 2018-03-29 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By NUT 2013 GRAT | Holding | 6,068,101 owned after | no price filed | 2018-03-29 | |
| 2018-03-28 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +13,500 10,024,586 owned after | $2.26 | 2018-03-29 | |
| 2018-03-27 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,694 11,000 owned after | $2.28 | 2018-03-29 | |
| 2018-01-04 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +9,001 10,011,086 owned after | $2.17 | 2018-01-04 | |
| 2018-01-04 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 9,306 owned after | no price filed | 2018-01-04 | |
| 2018-01-04 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 22,356 owned after | no price filed | 2018-01-04 | |
| 2018-01-04 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 110,190 owned after | no price filed | 2018-01-04 | |
| 2018-01-04 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 935,726 owned after | no price filed | 2018-01-04 | |
| 2018-01-04 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 6,068,101 owned after | no price filed | 2018-01-04 | |
| 2018-01-03 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,113 10,002,085 owned after | $2.16 | 2018-01-04 |