ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-07: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2018-09-07: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2018-08-13: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2018-08-10: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-07 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1 5,126 owned after | $4,600.00 | 2018-09-10 | |
| 2018-09-07 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1 5,127 owned after | $4,381.00 | 2018-09-10 | |
| 2018-08-13 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +11 5,125 owned after | $4,100.00 | 2018-08-13 | |
| 2018-08-10 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +101 5,114 owned after | $3,901.03 | 2018-08-13 | |
| 2018-06-19 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1 5,013 owned after | $4,000.00 | 2018-06-21 | |
| 2018-03-28 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +13,500 10,024,586 owned after | $2.26 | 2018-03-29 | |
| 2018-03-27 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,694 11,000 owned after | $2.28 | 2018-03-29 | |
| 2018-01-04 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +9,001 10,011,086 owned after | $2.17 | 2018-01-04 | |
| 2018-01-03 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,113 10,002,085 owned after | $2.16 | 2018-01-04 |