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ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2016, Page 2

ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 234 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-07-25: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2016-07-22: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
  • 2016-07-21: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
  • 2016-07-19: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-07-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-07-25
2016-07-22EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+3,300
1,288,887 owned after
$2.782016-07-25
2016-07-21EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,000
1,285,587 owned after
$2.912016-07-25
2016-07-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-07-19
2016-07-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-07-19
2016-07-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-07-19
2016-07-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-07-19
2016-07-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-07-19
2016-07-15EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,000
1,284,587 owned after
$2.922016-07-19
2016-07-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-07-15
2016-07-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-07-15
2016-07-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-07-15
2016-07-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-07-15
2016-07-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-07-15
2016-07-13EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+7,000
1,280,187 owned after
$3.052016-07-15
2016-07-13EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,100
1,281,287 owned after
$3.012016-07-15
2016-07-13EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,300
1,282,587 owned after
$2.762016-07-15
2016-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-07-12
2016-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-07-12
2016-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-07-12
2016-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-07-12
2016-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-07-12
2016-07-08EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+200
1,273,187 owned after
$2.792016-07-12
2016-06-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-06-29
2016-06-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-06-29
2016-06-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-06-29
2016-06-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-06-29
2016-06-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-06-29
2016-06-27Kendrick James Stephen
Director
4Class A Units of Limited Partnership Interests
Non-derivative · Direct · (m)
J Other acquisition or disposition (describe transaction)−1,500
0 owned after
no price filed2017-03-15
2016-06-27Kendrick James Stephen
Director
4Class A Units of Limited Partnership Interests
Non-derivative · Indirect · (m)
J Other acquisition or disposition (describe transaction)+1,500
1,500 owned after
no price filed2017-03-15
2016-06-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-06-27
2016-06-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-06-27
2016-06-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-06-27
2016-06-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-06-27
2016-06-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-06-27
2016-06-24EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,800
1,272,987 owned after
$2.902016-06-29
2016-06-24EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+4,400
1,269,987 owned after
$2.912016-06-27
2016-06-24EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+600
1,270,587 owned after
$2.862016-06-27
2016-06-24EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+600
1,271,187 owned after
$2.882016-06-27
2016-06-22EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+200
1,265,587 owned after
$2.802016-06-22
2016-06-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-06-22
2016-06-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-06-22
2016-06-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-06-22
2016-06-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-06-22
2016-06-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-06-22
2016-06-20EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,000
1,265,387 owned after
$2.762016-06-22
2016-05-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-05-27
2016-05-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-05-27
2016-05-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-05-27
2016-05-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-05-27
2016-05-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-05-27
2016-05-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+300
1,260,387 owned after
$2.782016-05-27
2016-05-24EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+508
1,260,087 owned after
$2.772016-05-24
2016-05-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-05-24
2016-05-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-05-24
2016-05-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-05-24
2016-05-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-05-24
2016-05-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-05-24
2016-05-20EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+500
1,259,579 owned after
$2.772016-05-24
2016-04-14
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-04-14
2016-04-14
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-04-14
2016-04-14
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-04-14
2016-04-14
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-04-14
2016-04-14
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-04-14
2016-04-13EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+4,100
1,258,702 owned after
$3.062016-04-14
2016-04-13EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+377
1,259,079 owned after
$3.022016-04-14
2016-04-12EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+3,524
1,233,802 owned after
$3.062016-04-14
2016-04-12EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+12,600
1,246,402 owned after
$3.002016-04-14
2016-04-12EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,000
1,247,402 owned after
$3.002016-04-14
2016-04-12EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+7,200
1,254,602 owned after
$3.052016-04-14
2016-04-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-04-11
2016-04-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-04-11
2016-04-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-04-11
2016-04-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-04-11
2016-04-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-04-11
2016-04-08EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
1,225,278 owned after
$2.952016-04-11
2016-04-08EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,000
1,230,278 owned after
$2.872016-04-11
2016-03-28EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,176
1,225,178 owned after
$2.722016-03-28
2016-03-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-03-28
2016-03-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-03-28
2016-03-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-03-28
2016-03-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-03-28
2016-03-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-03-28
2016-03-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-03-22
2016-03-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-03-22
2016-03-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-03-22
2016-03-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-03-22
2016-03-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-03-22
2016-03-18EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+3,025
1,224,002 owned after
$2.712016-03-22
2016-02-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
3,079 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-02-25
2016-02-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-02-25
2016-02-23EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+7,440
1,218,977 owned after
$3.062016-02-25
2016-02-23EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,000
1,220,977 owned after
$3.002016-02-25
2016-02-18
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By The Ebrahimi Family Foundation
Holding
9,921 owned after
no price filed2016-02-18
2016-02-18
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By FF Ebrahimi IRA
Holding
48,898 owned after
no price filed2016-02-18
2016-02-18
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Crescent River Agriculture LLC
Holding
415,234 owned after
no price filed2016-02-18
2016-02-18
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By NUT 2013 GRAT
Holding
5,660,157 owned after
no price filed2016-02-18