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ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2017

ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 243 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2017-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
  • 2017-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2017-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2017-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2017-12-29EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+200
10,000,972 owned after
$2.192017-12-29
2017-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-12-29
2017-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-12-29
2017-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-12-29
2017-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-12-29
2017-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-12-29
2017-12-28EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
10,000,772 owned after
$2.222017-12-29
2017-12-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-12-27
2017-12-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-12-27
2017-12-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-12-27
2017-12-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-12-27
2017-12-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-12-27
2017-12-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+11,622
10,000,672 owned after
$2.252017-12-27
2017-12-20
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-12-20
2017-12-20
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-12-20
2017-12-20
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-12-20
2017-12-20
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-12-20
2017-12-20
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-12-20
2017-12-19EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
9,989,050 owned after
$2.172017-12-20
2017-12-15EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+4,900
9,988,750 owned after
$2.172017-12-15
2017-12-15EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+200
9,988,950 owned after
$2.182017-12-15
2017-12-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-12-15
2017-12-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-12-15
2017-12-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-12-15
2017-12-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-12-15
2017-12-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-12-15
2017-12-14EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+4,390
9,983,850 owned after
$2.222017-12-15
2017-12-13
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-12-13
2017-12-13
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-12-13
2017-12-13
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-12-13
2017-12-13
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-12-13
2017-12-13
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-12-13
2017-12-12EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+11,800
9,979,460 owned after
$2.172017-12-13
2017-11-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-11-29
2017-11-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-11-29
2017-11-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-11-29
2017-11-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-11-29
2017-11-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-11-29
2017-11-28EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+6,500
9,967,660 owned after
$2.252017-11-29
2017-11-01
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-11-01
2017-11-01
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-11-01
2017-11-01
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-11-01
2017-11-01
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-11-01
2017-11-01
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-11-01
2017-10-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,200
9,946,060 owned after
$2.352017-11-01
2017-10-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+10,143
9,956,203 owned after
$2.312017-11-01
2017-10-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,572
9,957,775 owned after
$2.292017-11-01
2017-10-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+3,000
9,960,775 owned after
$2.292017-11-01
2017-10-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+385
9,961,160 owned after
$2.282017-11-01
2017-10-30EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+500
9,942,373 owned after
$2.202017-11-01
2017-10-30EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,487
9,944,860 owned after
$2.152017-11-01
2017-10-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-10-27
2017-10-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-10-27
2017-10-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-10-27
2017-10-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-10-27
2017-10-27
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-10-27
2017-10-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+600
9,941,873 owned after
$2.162017-10-27
2017-10-24EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
9,941,273 owned after
$2.202017-10-24
2017-10-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-10-24
2017-10-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-10-24
2017-10-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-10-24
2017-10-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-10-24
2017-10-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-10-24
2017-10-23EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+390
9,941,173 owned after
$2.162017-10-24
2017-10-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-10-19
2017-10-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-10-19
2017-10-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-10-19
2017-10-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-10-19
2017-10-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-10-19
2017-10-18EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+900
9,940,783 owned after
$2.212017-10-19
2017-10-05EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+481
9,939,883 owned after
$2.212017-10-05
2017-10-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-10-05
2017-10-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-10-05
2017-10-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-10-05
2017-10-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-10-05
2017-10-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,068,101 owned after
no price filed2017-10-05
2017-10-04EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+36,350
9,939,402 owned after
$2.122017-10-05
2017-09-19
holding as of filing
EBRAHIMI FARHAD FRED | NUT 2013 GRAT
10% Owner | 10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-09-19
2017-09-19
holding as of filing
EBRAHIMI FARHAD FRED | NUT 2013 GRAT
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-09-19
2017-09-19
holding as of filing
EBRAHIMI FARHAD FRED | NUT 2013 GRAT
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-09-19
2017-09-19
holding as of filing
EBRAHIMI FARHAD FRED | NUT 2013 GRAT
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-09-19
2017-09-18EBRAHIMI FARHAD FRED | NUT 2013 GRAT
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
J Other acquisition or disposition (describe transaction)+540,327
9,903,052 owned after
no price filed2017-09-19
2017-09-18EBRAHIMI FARHAD FRED | NUT 2013 GRAT
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · By NUT 2013 GRAT
J Other acquisition or disposition (describe transaction)−540,327
6,068,101 owned after
no price filed2017-09-19
2017-09-11
holding as of filing
BLANK BARRY W
Director
4Class A Units
Non-derivative · Direct
Holding
296,000 owned after
no price filed2017-09-11
2017-09-08BLANK BARRY W
Director
4Class A Units
Non-derivative · Indirect · By Barry W. Blank Living Trust
P Open market or private purchase of non-derivative or derivative security+400
1,441,000 owned after
$2.202017-09-11
2017-09-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-09-05
2017-09-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-09-05
2017-09-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-09-05
2017-09-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-09-05
2017-09-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-09-05
2017-08-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+201
9,362,625 owned after
$2.252017-09-05
2017-08-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
9,362,725 owned after
$2.292017-09-05
2017-08-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-08-29
2017-08-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-08-29
2017-08-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-08-29
2017-08-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-08-29
2017-08-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-08-29
2017-08-28EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+900
9,362,424 owned after
$2.262017-08-29
2017-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-08-04
2017-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-08-04