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ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2016

ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 234 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
  • 2016-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2016-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2016-12-29: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-12-29EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,000
1,761,629 owned after
$2.812016-12-29
2016-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-12-29
2016-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-12-29
2016-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-12-29
2016-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-12-29
2016-12-29
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,272,004 owned after
no price filed2016-12-29
2016-12-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-12-28
2016-12-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-12-28
2016-12-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-12-28
2016-12-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-12-28
2016-12-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,272,004 owned after
no price filed2016-12-28
2016-12-27EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+400
1,760,629 owned after
$2.882016-12-28
2016-12-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-12-19
2016-12-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-12-19
2016-12-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-12-19
2016-12-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-12-19
2016-12-19
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,272,004 owned after
no price filed2016-12-19
2016-12-16EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,586
1,741,263 owned after
$2.912016-12-19
2016-12-16EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,500
1,743,763 owned after
$2.902016-12-19
2016-12-16EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,900
1,745,663 owned after
$2.912016-12-19
2016-12-16EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+500
1,746,163 owned after
$2.902016-12-19
2016-12-16EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,966
1,749,129 owned after
$3.012016-12-19
2016-12-16EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+11,000
1,760,129 owned after
$3.002016-12-19
2016-12-16EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
1,760,229 owned after
$3.072016-12-19
2016-12-15EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,000
1,735,677 owned after
$2.752016-12-19
2016-12-07
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-12-07
2016-12-07
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-12-07
2016-12-07
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-12-07
2016-12-07
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-12-07
2016-12-07
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,272,004 owned after
no price filed2016-12-07
2016-12-06EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+9,110
1,730,677 owned after
$2.752016-12-07
2016-12-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-12-05
2016-12-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-12-05
2016-12-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-12-05
2016-12-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-12-05
2016-12-05
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,272,004 owned after
no price filed2016-12-05
2016-12-02EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,500
1,721,567 owned after
$2.792016-12-05
2016-11-23
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-11-23
2016-11-23
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-11-23
2016-11-23
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-11-23
2016-11-23
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-11-23
2016-11-23
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-11-23
2016-11-21EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+85
1,715,923 owned after
$2.802016-11-23
2016-11-21EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+3,144
1,719,067 owned after
$2.892016-11-23
2016-10-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-10-28
2016-10-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-10-28
2016-10-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-10-28
2016-10-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-10-28
2016-10-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-10-28
2016-10-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+300
1,713,900 owned after
$2.872016-10-28
2016-10-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,938
1,715,838 owned after
$2.862016-10-28
2016-09-19
holding as of filing
NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-09-19
2016-09-19
holding as of filing
NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-09-19
2016-09-19
holding as of filing
NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-09-19
2016-09-19
holding as of filing
NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-09-19
2016-09-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
J Other acquisition or disposition (describe transaction)+388,153
1,713,600 owned after
no price filed2016-09-19
2016-09-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · By NUT 2013 GRAT
J Other acquisition or disposition (describe transaction)−388,153
5,272,004 owned after
no price filed2016-09-19
2016-08-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-08-25
2016-08-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-08-25
2016-08-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-08-25
2016-08-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-08-25
2016-08-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-08-25
2016-08-24EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+9,000
1,325,447 owned after
$2.802016-08-25
2016-08-16
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-08-16
2016-08-16
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-08-16
2016-08-16
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-08-16
2016-08-16
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-08-16
2016-08-16
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-08-16
2016-08-15EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
1,316,447 owned after
$2.882016-08-16
2016-08-09
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-08-09
2016-08-09
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-08-09
2016-08-09
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-08-09
2016-08-09
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-08-09
2016-08-09
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-08-09
2016-08-05EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+40
1,311,347 owned after
$2.752016-08-09
2016-08-05EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,000
1,316,347 owned after
$2.902016-08-09
2016-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-08-04
2016-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-08-04
2016-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-08-04
2016-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-08-04
2016-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-08-04
2016-08-03EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+150
1,311,307 owned after
$2.812016-08-04
2016-08-02EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+8,951
1,301,157 owned after
$2.922016-08-04
2016-08-02EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,000
1,306,157 owned after
$2.902016-08-04
2016-08-02EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,000
1,311,157 owned after
$2.852016-08-04
2016-07-28EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,000
1,292,206 owned after
$2.862016-07-28
2016-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-07-28
2016-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-07-28
2016-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-07-28
2016-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-07-28
2016-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
5,660,157 owned after
no price filed2016-07-28
2016-07-27EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+189
1,290,256 owned after
$2.862016-07-28
2016-07-27EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+950
1,291,206 owned after
$2.862016-07-28
2016-07-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+80
1,288,967 owned after
$2.882016-07-28
2016-07-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
1,289,067 owned after
$2.872016-07-28
2016-07-26EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,000
1,290,067 owned after
$2.852016-07-28
2016-07-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2016-07-25
2016-07-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
9,921 owned after
no price filed2016-07-25
2016-07-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
48,898 owned after
no price filed2016-07-25
2016-07-25
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
415,234 owned after
no price filed2016-07-25