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ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2017, Page 2

ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 243 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2017-08-04: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2017-08-04: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2017-08-04: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
  • 2017-08-03: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2017-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-08-04
2017-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-08-04
2017-08-04
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-08-04
2017-08-03EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+5,000
9,360,924 owned after
$2.262017-08-04
2017-08-03EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+600
9,361,524 owned after
$2.262017-08-04
2017-08-02
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-08-02
2017-08-02
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-08-02
2017-08-02
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-08-02
2017-08-02
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-08-02
2017-08-02
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-08-02
2017-07-31EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,000
9,355,924 owned after
$2.352017-08-02
2017-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-28
2017-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-28
2017-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-28
2017-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-28
2017-07-28
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-28
2017-07-27EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+757
9,353,924 owned after
$2.272017-07-28
2017-07-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-24
2017-07-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-24
2017-07-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-24
2017-07-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-24
2017-07-24
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-24
2017-07-21EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+10,322
9,353,167 owned after
$2.502017-07-24
2017-07-21
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-21
2017-07-21
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-21
2017-07-21
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-21
2017-07-21
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-21
2017-07-21
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-21
2017-07-19EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,400
9,341,645 owned after
$2.502017-07-21
2017-07-19EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,200
9,342,845 owned after
$2.502017-07-21
2017-07-17
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-17
2017-07-17
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-17
2017-07-17
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-17
2017-07-17
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-17
2017-07-17
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-17
2017-07-14EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+800
9,340,245 owned after
$2.512017-07-17
2017-07-13EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,000
9,339,445 owned after
$2.582017-07-17
2017-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-12
2017-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-12
2017-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-12
2017-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-12
2017-07-12
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-12
2017-07-11EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,500
9,334,950 owned after
$2.592017-07-12
2017-07-11EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,000
9,335,950 owned after
$2.582017-07-12
2017-07-11EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,000
9,337,950 owned after
$2.502017-07-12
2017-07-11EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+495
9,338,445 owned after
$2.502017-07-12
2017-07-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-11
2017-07-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-11
2017-07-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-11
2017-07-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-11
2017-07-11
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+350
9,318,107 owned after
$2.352017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,691
9,320,798 owned after
$2.512017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,100
9,321,898 owned after
$2.462017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
9,321,998 owned after
$2.452017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1,100
9,323,098 owned after
$2.502017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,750
9,325,848 owned after
$2.442017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+4,156
9,330,004 owned after
$2.412017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+446
9,330,450 owned after
$2.392017-07-11
2017-07-10EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,000
9,332,450 owned after
$2.352017-07-11
2017-07-10
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-10
2017-07-10
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-10
2017-07-10
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-10
2017-07-10
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-10
2017-07-10
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-10
2017-07-07EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+300
9,305,152 owned after
$1.922017-07-10
2017-07-07EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,827
9,307,979 owned after
$2.302017-07-10
2017-07-07EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+6,778
9,314,757 owned after
$2.252017-07-10
2017-07-07EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+2,500
9,317,257 owned after
$2.282017-07-10
2017-07-07EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+500
9,317,757 owned after
$2.292017-07-10
2017-07-06
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-06
2017-07-06
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-06
2017-07-06
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-06
2017-07-06
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-06
2017-07-06
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-06
2017-07-05EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+800
9,304,852 owned after
$1.912017-07-06
2017-07-03
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-07-03
2017-07-03
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-07-03
2017-07-03
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-07-03
2017-07-03
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-07-03
2017-07-03
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-07-03
2017-06-30EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+100
9,304,052 owned after
$2.052017-07-03
2017-05-22EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+1
9,303,952 owned after
$1.912017-05-22
2017-05-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
9,306 owned after
no price filed2017-05-22
2017-05-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
22,356 owned after
no price filed2017-05-22
2017-05-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
110,190 owned after
no price filed2017-05-22
2017-05-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
935,726 owned after
no price filed2017-05-22
2017-05-22
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · (m)
Holding
6,608,428 owned after
no price filed2017-05-22
2017-05-18EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Indirect · By Shiraz Capital LLC
P Open market or private purchase of non-derivative or derivative security+7,057
9,303,951 owned after
$1.812017-05-22
2017-05-17
holding as of filing
Nelson Bradford C
Director, Officer (President of General Partner)
4Class A Units
Non-derivative · Indirect · By Crescent River Ag., LLC
Holding
935,726 owned after
no price filed2017-05-17
2017-05-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+2,208,730
9,296,894 owned after
$1.792017-05-17
2017-05-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+5,176
9,306 owned after
$1.792017-05-17
2017-05-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+12,435
22,356 owned after
$1.792017-05-17
2017-05-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+61,292
110,190 owned after
$1.792017-05-17
2017-05-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+520,492
935,726 owned after
$1.792017-05-17
2017-05-15NUT 2013 GRAT | EBRAHIMI FARHAD FRED
10% Owner | 10% Owner
4Class A Units
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+6,608,428
6,608,428 owned after
$1.792017-05-17
2017-05-15BLANK BARRY W
Director
4Class A Units
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+148,000
296,000 owned after
$1.792017-05-17
2017-05-15BLANK BARRY W
Director
4Class A Units
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+720,300
1,440,600 owned after
$1.792017-05-17
2017-05-15Nelson Bradford C
Director, Officer (President of General Partner)
4Class A Units
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+9,547
18,701 owned after
$1.792017-05-17
2017-05-15
holding as of filing
EBRAHIMI FARHAD FRED
10% Owner
4Class A Units
Non-derivative · Direct · (m)
Holding
4,130 owned after
no price filed2017-05-15