ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 234 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-16: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-02-16: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-02-11: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2016-02-11: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +510 1,211,537 owned after | $2.82 | 2016-02-18 | |
| 2016-02-16 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,051 4,130 owned after | $2.81 | 2016-02-18 | |
| 2016-02-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 3,079 owned after | no price filed | 2016-02-11 | |
| 2016-02-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2016-02-11 | |
| 2016-02-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2016-02-11 | |
| 2016-02-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2016-02-11 | |
| 2016-02-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,660,157 owned after | no price filed | 2016-02-11 | |
| 2016-02-09 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,201 1,211,027 owned after | $2.88 | 2016-02-11 | |
| 2016-02-03 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 3,079 owned after | no price filed | 2016-02-03 | |
| 2016-02-03 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2016-02-03 | |
| 2016-02-03 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2016-02-03 | |
| 2016-02-03 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2016-02-03 | |
| 2016-02-03 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,660,157 owned after | no price filed | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +8,271 1,207,803 owned after | $3.01 | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +500 1,208,303 owned after | $2.96 | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,000 1,209,303 owned after | $2.95 | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +100 1,209,403 owned after | $2.90 | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +300 1,209,703 owned after | $2.85 | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +22 1,209,725 owned after | $2.84 | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +100 1,209,825 owned after | $2.91 | 2016-02-03 | |
| 2016-02-01 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1 1,209,826 owned after | $2.94 | 2016-02-03 | |
| 2016-01-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 3,079 owned after | no price filed | 2016-01-11 | |
| 2016-01-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2016-01-11 | |
| 2016-01-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2016-01-11 | |
| 2016-01-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2016-01-11 | |
| 2016-01-11 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,660,157 owned after | no price filed | 2016-01-11 | |
| 2016-01-08 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +10,000 1,199,532 owned after | $3.15 | 2016-01-11 | |
| 2016-01-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 3,079 owned after | no price filed | 2016-01-07 | |
| 2016-01-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2016-01-07 | |
| 2016-01-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2016-01-07 | |
| 2016-01-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2016-01-07 | |
| 2016-01-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,660,157 owned after | no price filed | 2016-01-07 | |
| 2016-01-05 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +5,351 1,186,732 owned after | $3.15 | 2016-01-07 | |
| 2016-01-05 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +2,800 1,189,532 owned after | $3.11 | 2016-01-07 |