ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 141 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-21: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2014-03-21: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2014-03-21: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2014-03-21: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2014-03-21 | |
| 2014-03-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2014-03-21 | |
| 2014-03-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2014-03-21 | |
| 2014-03-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,779,766 owned after | no price filed | 2014-03-21 | |
| 2014-03-20 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +2,812 601,290 owned after | $2.71 | 2014-03-21 | |
| 2014-02-18 holding as of filing | Nelson Bradford C Director | 4 | Class A Units Non-derivative · Indirect · By Crescent River Ag., LLC | Holding | 415,234 owned after | no price filed | 2014-02-18 | |
| 2014-02-18 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | Holding | 598,478 owned after | no price filed | 2014-02-18 | |
| 2014-02-14 holding as of filing | NUT 2013 GRAT 10% Owner | 3 | Class A Units Non-derivative · Direct | Holding | 3,594,065 owned after | no price filed | 2014-02-14 | |
| 2014-02-14 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2014-02-14 | |
| 2014-02-14 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2014-02-14 | |
| 2014-02-14 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2014-02-14 | |
| 2014-02-14 holding as of filing | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2014-02-14 | |
| 2014-02-13 | KAI JOHN K Director | 4 | Class A Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +480 1,480 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | Miyata Jon Y Officer (VP & CAO) | 4 | Class A Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +772 1,772 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | Nelson Bradford C Director | 4 | Class A Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +675 5,843 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | Nelson Bradford C Director | 4 | Class A Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,311 9,154 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | BLANK BARRY W Director | 4 | Class A Units Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +48,000 148,000 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | BLANK BARRY W Director | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +233,666 720,300 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,341 3,079 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +4,321 9,921 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +21,298 48,898 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +180,861 415,234 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,773,479 5,779,766 owned after | $2.55 | 2014-02-18 | |
| 2014-02-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2014-02-13 | |
| 2014-02-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2014-02-13 | |
| 2014-02-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2014-02-13 | |
| 2014-02-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2014-02-13 | |
| 2014-02-13 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 3,006,287 owned after | no price filed | 2014-02-13 | |
| 2014-02-12 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +3,000 597,278 owned after | $2.52 | 2014-02-13 | |
| 2014-02-12 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +1,200 598,478 owned after | $2.51 | 2014-02-13 | |
| 2014-02-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +2,000 594,278 owned after | $2.52 | 2014-02-13 | |
| 2014-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2014-02-10 | |
| 2014-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2014-02-10 | |
| 2014-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2014-02-10 | |
| 2014-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2014-02-10 | |
| 2014-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 3,006,287 owned after | no price filed | 2014-02-10 | |
| 2014-02-06 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +400 588,178 owned after | $2.59 | 2014-02-10 | |
| 2014-02-06 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +1,100 589,278 owned after | $2.60 | 2014-02-10 | |
| 2014-02-06 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +3,000 592,278 owned after | $2.57 | 2014-02-10 | |
| 2014-01-31 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | J Other acquisition or disposition (describe transaction) | +587,778 587,778 owned after | no price filed | 2014-02-14 | |
| 2014-01-31 | EBRAHIMI FARHAD FRED | NUT 2013 GRAT 10% Owner | 10% Owner | 4 | Class A Units Non-derivative · Indirect · By NUT 2013 GRAT | J Other acquisition or disposition (describe transaction) | −587,778 3,006,287 owned after | no price filed | 2014-02-14 |