ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 223 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-11: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-11: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-11: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-11: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +5,000 855,420 owned after | $3.06 | 2015-02-13 | |
| 2015-02-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +3,400 858,820 owned after | $2.95 | 2015-02-13 | |
| 2015-02-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +801 859,621 owned after | $2.94 | 2015-02-13 | |
| 2015-02-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +100 859,721 owned after | $3.03 | 2015-02-13 | |
| 2015-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 3,079 owned after | no price filed | 2015-02-10 | |
| 2015-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2015-02-10 | |
| 2015-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2015-02-10 | |
| 2015-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2015-02-10 | |
| 2015-02-10 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,779,766 owned after | no price filed | 2015-02-10 | |
| 2015-02-06 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +30 845,220 owned after | $2.94 | 2015-02-10 | |
| 2015-02-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 3,079 owned after | no price filed | 2015-02-05 | |
| 2015-02-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2015-02-05 | |
| 2015-02-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2015-02-05 | |
| 2015-02-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2015-02-05 | |
| 2015-02-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,779,766 owned after | no price filed | 2015-02-05 | |
| 2015-02-03 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,789 845,190 owned after | $2.80 | 2015-02-05 | |
| 2015-01-14 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 3,079 owned after | no price filed | 2015-01-14 | |
| 2015-01-14 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 9,921 owned after | no price filed | 2015-01-14 | |
| 2015-01-14 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 48,898 owned after | no price filed | 2015-01-14 | |
| 2015-01-14 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 415,234 owned after | no price filed | 2015-01-14 | |
| 2015-01-14 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,779,766 owned after | no price filed | 2015-01-14 | |
| 2015-01-12 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +300 842,401 owned after | $2.85 | 2015-01-14 | |
| 2015-01-12 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Shiraz Capital LLC | P Open market or private purchase of non-derivative or derivative security | +1,000 843,401 owned after | $2.84 | 2015-01-14 |