QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-31: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-29: Reporting owner Bonney Leslie; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-01: Reporting owner Bonney Leslie; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-29: Reporting owner Bonney Leslie; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 5,750 owned after | $6.91 exercise price | 2015-01-05 | |
| 2014-12-29 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,893 0 owned after | $0.63 exercise price | 2014-12-30 | |
| 2014-12-01 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,892 53,893 owned after | $0.63 exercise price | 2014-12-02 | |
| 2014-10-29 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,892 107,785 owned after | $0.63 exercise price | 2014-10-30 | |
| 2014-09-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 8,875 owned after | $6.91 exercise price | 2014-10-02 | |
| 2014-09-29 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,892 161,677 owned after | $0.63 exercise price | 2014-09-30 | |
| 2014-08-29 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,892 215,569 owned after | $0.63 exercise price | 2014-09-02 | |
| 2014-07-29 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,892 269,461 owned after | $0.63 exercise price | 2014-07-30 | |
| 2014-06-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 12,000 owned after | $6.91 exercise price | 2014-07-01 | |
| 2014-06-06 | MacCarrick Timothy J Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,500 65,500 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-06 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,100 35,100 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-06 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,200 15,200 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-06 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-06 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,100 56,100 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-06 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,500 79,500 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-06 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +149,600 149,600 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-06 | Adams Diane Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,100 35,100 owned after | $22.68 exercise price | 2014-06-10 | |
| 2014-06-05 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,549 0 owned after | $0.63 exercise price | 2014-06-09 | |
| 2014-06-05 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.65 exercise price | 2014-06-09 | |
| 2014-06-05 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 15,125 owned after | $6.91 exercise price | 2014-06-09 | |
| 2014-05-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,451 3,549 owned after | $0.63 exercise price | 2014-06-03 | |
| 2014-04-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 17,000 owned after | $0.63 exercise price | 2014-05-02 | |
| 2014-03-31 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,068 47,000 owned after | $0.63 exercise price | 2014-04-02 | |
| 2014-03-31 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,932 0 owned after | $1.65 exercise price | 2014-04-02 | |
| 2014-03-31 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 15,625 owned after | $6.91 exercise price | 2014-04-02 | |
| 2014-03-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,607 50,000 owned after | $6.91 exercise price | 2014-03-11 | |
| 2014-02-28 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,932 73,068 owned after | $0.63 exercise price | 2014-03-03 | |
| 2014-02-28 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,068 3,932 owned after | $1.65 exercise price | 2014-03-03 | |
| 2014-02-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 73,607 owned after | $6.91 exercise price | 2014-02-12 | |
| 2014-01-31 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 82,000 owned after | $0.63 exercise price | 2014-02-04 | |
| 2014-01-13 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 113,607 owned after | $6.91 exercise price | 2014-01-14 |