QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-22: Reporting owner Tomlinson Steffan; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner Thurmond Mark C.; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner Potter Charles M.; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner MacCarrick Timothy J; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | Tomlinson Steffan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,263 0 owned after | $3.29 | 2016-08-22 | |
| 2016-08-22 | Thurmond Mark C. Officer (EVP, Worldwide Sales and Serv.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,400 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-22 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,400 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-22 | MacCarrick Timothy J Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $1.15 | 2016-08-22 | |
| 2016-08-22 | MacCarrick Timothy J Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,500 0 owned after | $7.82 | 2016-08-22 | |
| 2016-08-22 | MacCarrick Timothy J Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,400 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.76 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,400 0 owned after | $8.24 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,200 0 owned after | $0.78 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,100 0 owned after | $7.82 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,000 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.89 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.76 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,600 0 owned after | $8.24 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.26 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,100 0 owned after | $0.78 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,200 0 owned after | $7.82 | 2016-08-22 | |
| 2016-08-22 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −84,000 0 owned after | $7.82 | 2016-08-22 | |
| 2016-08-22 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,200 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-22 | GAVIN JOHN J JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $25.32 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,650 0 owned after | $0.76 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,275 0 owned after | $8.24 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,775 0 owned after | $0.78 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,569 0 owned after | $7.82 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,200 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $23.59 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,400 0 owned after | $0.76 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −173,100 0 owned after | $8.24 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −110,500 0 owned after | $0.78 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −149,600 0 owned after | $7.82 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −208,400 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-22 | Adams Diane Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −220,000 0 owned after | $1.15 | 2016-08-22 | |
| 2016-08-22 | Adams Diane Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,100 0 owned after | $7.82 | 2016-08-22 | |
| 2016-08-22 | Adams Diane Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,000 0 owned after | $4.31 | 2016-08-22 | |
| 2016-08-15 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 84,000 owned after | $22.68 exercise price | 2016-08-16 | |
| 2016-05-16 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 88,000 owned after | $22.68 exercise price | 2016-05-17 | |
| 2016-04-04 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 92,000 owned after | $22.68 exercise price | 2016-04-05 | |
| 2016-03-07 | Thurmond Mark C. Officer (EVP, Worldwide Sales and Serv.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,400 83,400 owned after | $26.19 exercise price | 2016-03-09 | |
| 2016-03-07 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,400 39,400 owned after | $26.19 exercise price | 2016-03-09 | |
| 2016-03-07 | MacCarrick Timothy J Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,400 83,400 owned after | $26.19 exercise price | 2016-03-09 | |
| 2016-03-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,000 51,000 owned after | $26.19 exercise price | 2016-03-09 | |
| 2016-03-07 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,200 60,200 owned after | $26.19 exercise price | 2016-03-09 | |
| 2016-03-07 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,200 60,200 owned after | $26.19 exercise price | 2016-03-09 | |
| 2016-03-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +208,400 208,400 owned after | $26.19 exercise price | 2016-03-09 | |
| 2016-03-07 | Adams Diane Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,000 51,000 owned after | $26.19 exercise price | 2016-03-09 |