QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-12: Reporting owner SORENSON WILLIAM G; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner Bjork Lars; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-07: Reporting owner Johnson Dennis E.; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-28: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 436,675 owned after | $1.65 exercise price | 2012-12-14 | |
| 2012-12-12 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 253,607 owned after | $1.65 exercise price | 2012-12-14 | |
| 2012-12-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $19.24 exercise price | 2012-12-11 | |
| 2012-09-28 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 50,000 owned after | $1.65 exercise price | 2012-10-01 | |
| 2012-09-28 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 34,375 owned after | $6.91 exercise price | 2012-10-01 | |
| 2012-09-13 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 353,607 owned after | $1.65 exercise price | 2012-09-14 | |
| 2012-09-07 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,255 393,607 owned after | $1.65 exercise price | 2012-09-10 | |
| 2012-06-29 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 62,500 owned after | $1.65 exercise price | 2012-07-02 | |
| 2012-06-29 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 37,500 owned after | $6.91 exercise price | 2012-07-02 | |
| 2012-06-20 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,765 498,862 owned after | $1.65 exercise price | 2012-06-21 | |
| 2012-06-19 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,980 501,627 owned after | $1.65 exercise price | 2012-06-21 | |
| 2012-06-07 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,700 78,700 owned after | $22.26 exercise price | 2012-06-11 | |
| 2012-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,400 39,400 owned after | $22.26 exercise price | 2012-06-11 | |
| 2012-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,600 23,600 owned after | $22.26 exercise price | 2012-06-11 | |
| 2012-06-07 | Farmer Paul C. Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,400 39,400 owned after | $22.26 exercise price | 2012-06-11 | |
| 2012-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,800 70,800 owned after | $22.26 exercise price | 2012-06-11 | |
| 2012-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,000 118,000 owned after | $22.26 exercise price | 2012-06-11 | |
| 2012-06-07 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173,100 173,100 owned after | $22.26 exercise price | 2012-06-11 | |
| 2012-05-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 513,607 owned after | $1.65 exercise price | 2012-05-15 | |
| 2012-04-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 553,607 owned after | $1.65 exercise price | 2012-04-12 | |
| 2012-03-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 75,000 owned after | $1.65 exercise price | 2012-04-02 | |
| 2012-03-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 40,625 owned after | $6.91 exercise price | 2012-04-02 | |
| 2012-03-12 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 593,607 owned after | $1.65 exercise price | 2012-03-13 | |
| 2012-03-01 holding as of filing | Farmer Paul C. Officer (Chief People Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $23.02 exercise price | 2012-03-01 | ||
| 2012-02-21 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 323,353 owned after | $0.63 exercise price | 2012-02-22 | |
| 2012-02-13 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,202 0 owned after | $1.65 exercise price | 2012-02-15 | |
| 2012-02-13 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,798 633,607 owned after | $1.65 exercise price | 2012-02-15 | |
| 2012-01-26 holding as of filing | Johnson Dennis Officer (Chief Accounting Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.81 exercise price | 2012-01-26 | ||
| 2012-01-26 holding as of filing | Johnson Dennis Officer (Chief Accounting Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $23.61 exercise price | 2012-01-26 | ||
| 2012-01-26 holding as of filing | Johnson Dennis Officer (Chief Accounting Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $29.74 exercise price | 2012-01-26 | ||
| 2012-01-18 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 348,353 owned after | $0.63 exercise price | 2012-01-19 | |
| 2012-01-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 1,202 owned after | $1.65 exercise price | 2012-01-13 |