QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-15: Reporting owner Deighton Anthony; Form 5/A; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-15: Reporting owner Deighton Anthony; Form 5; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-08: Reporting owner SORENSON WILLIAM G; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-08: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-15 | Deighton Anthony Officer (Senior VP of Products) | 5/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 540,540 owned after | $0.63 exercise price | 2011-03-16 | |
| 2010-12-15 | Deighton Anthony Officer (Senior VP of Products) | 5 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 540,540 owned after | $0.63 | 2011-02-11 | |
| 2010-12-08 | SORENSON WILLIAM G Officer (CFO, Treasurer, Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −138,825 536,675 owned after | $1.65 exercise price | 2010-12-10 | |
| 2010-12-08 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −160,860 561,540 owned after | $0.63 exercise price | 2010-12-10 | |
| 2010-07-14 holding as of filing | GAVIN JOHN J JR Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.18 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bjork Lars Director, Officer (CEO, President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.63 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bjork Lars Director, Officer (CEO, President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bjork Lars Director, Officer (CEO, President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bjork Lars Director, Officer (CEO, President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.91 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bonney Leslie Officer (See Remarks) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.63 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bonney Leslie Officer (See Remarks) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bonney Leslie Officer (See Remarks) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Bonney Leslie Officer (See Remarks) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.91 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Deighton Anthony Officer (Senior VP of Products) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.63 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Deighton Anthony Officer (Senior VP of Products) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Deighton Anthony Officer (Senior VP of Products) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Deighton Anthony Officer (Senior VP of Products) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.91 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Nachmanson Jonas Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | SORENSON WILLIAM G Officer (CFO, Treasurer, Secretary) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | SORENSON WILLIAM G Officer (CFO, Treasurer, Secretary) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.91 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Laird Douglas Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2010-07-14 | ||
| 2010-07-14 holding as of filing | Laird Douglas Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.91 exercise price | 2010-07-14 | ||
| 2010-05-21 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $6.91 exercise price | 2010-07-16 | |
| 2010-04-30 | WAHL PAUL Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $1.65 exercise price | 2010-07-16 | |
| 2010-03-09 | GAVIN JOHN J JR Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.18 exercise price | 2010-07-16 |